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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JR

James Ross Moffett Jr

N/A·CRD #6169242
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
13 yrs
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JR

James Ross Schleicher

Alabama·CRD #5192894
Dual-registered

Dual-registered at W&S ADVISORY SERVICES, LLC

Experience
18 yrs
States
8
Exams
5
Since
2008
Fee
Flat Fee
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JR

James Royal

Texas·CRD #1421953
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
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JR

James Roy Kennedy

Texas·CRD #1961588
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
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JR

James R Peters

New Jersey·CRD #5597782
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
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JR

James R Siede

Minnesota·CRD #2133941
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Flat Fee
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JR

James R. Spoor

Florida·CRD #7219090
IA Rep

Investment Adviser Rep at SAGACE WEALTH MANAGEMENT

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
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JR

James Rudy Biermaier Jr

Minnesota·CRD #4428504
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JR

James Rudy McKnight

North Carolina·CRD #1967680
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
1
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Rufus Thomas

West Virginia·CRD #4372477
IA Rep

Investment Adviser Rep at NTV ASSET MANAGEMENT, LLC

Experience
24 yrs
States
1
Exams
1
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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JR

James Russell Clement

South Dakota·CRD #2227662
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
View profile
JR

James Russell Davidson Sr.

Alabama·CRD #4684097
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
23 yrs
States
8
Exams
4
Since
2003
Est. fee
AUM / Commission / Hourly / Flat Fee
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JR

James Russell Gainspoletti

Louisiana·CRD #4696407
Dual-registered

Dual-registered at GAINSPOLETTI WEALTH PLANNERS

Experience
20 yrs
States
3
Exams
6
Since
2006
Est. fee
AUM / Flat Fee
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JR

James Russell Henry

Georgia·CRD #4667480
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Russell Kieckhaefer

Texas·CRD #2197430
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
3
Exams
6
Since
1992
Est. fee
AUM / Flat Fee
View profile
JR

James Russell Kuhn

Arkansas·CRD #4423829
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
8
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Russell Lingerfelt

Georgia·CRD #6873696
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Russell Smith Sr.

Texas·CRD #6413859
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JR

James Russell Wright

Indiana·CRD #4534974
Dual-registered

Dual-registered at OXFORD FINANCIAL GROUP, LTD

Experience
15 yrs
States
1
Exams
5
Since
2011
Fee
AUM / Flat Fee
View profile
JR

James Russell Zent

Ohio·CRD #476304
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
44 yrs
States
1
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James R. Wilson

Georgia·CRD #2894738
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
3
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
View profile
JR

James R Wright

Florida·CRD #473252
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
52 yrs
States
2
Exams
10
Since
1974
Est. fee
AUM / Commission / Flat Fee
View profile
JR

James Ryan Boggus

Alabama·CRD #4647317
Dual-registered

Dual-registered at ALPHASTAR CAPITAL MANAGEMENT

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
JR

James Ryan Chandler Jr

South Carolina·CRD #5948315
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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