AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JR

James Ryan Fisher

Pennsylvania·CRD #6610100
Dual-registered

Dual-registered at THE ARANDA GROUP ADVISORS, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
View profile
JR

James Ryan Shaw

New Jersey·CRD #5942893
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
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JR

James Ryo Nagahiro

California·CRD #6052231
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Fee
AUM / Other
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JR

James R Young

Colorado·CRD #720080
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
46 yrs
States
1
Exams
5
Since
1980
Est. fee
AUM / Hourly / Flat Fee / Other
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JR

James R Young

Florida·CRD #7288243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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JS

James S Adducci

Florida·CRD #4984978
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
3
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JS

James Samuel Burcham

Maryland·CRD #1233604
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
42 yrs
States
2
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
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JS

James Samuel Mackey

California·CRD #5621513
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

James Sanford Clark

Mississippi·CRD #2847659
Dual-registered

Dual-registered at BANKPLUS WEALTH ADVISORS

Experience
16 yrs
States
2
Exams
3
Since
2010
Fee
AUM
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JS

James Sangyun Roh

California·CRD #2979949
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
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JS

James Santangelo

New York·CRD #4118275
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JS

James S Atkins

North Carolina·CRD #6123257
Dual-registered

Dual-registered at STERLING CAPITAL MANAGEMENT LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
View profile
JS

James S Ausloos

California·CRD #6332274
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Savino Cappiello

New York·CRD #1849724
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Scheide

Connecticut·CRD #6478302
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Scott Bishop

Connecticut·CRD #1561174
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
3
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Scott Duncanson

California·CRD #4908416
Dual-registered

Dual-registered at LIDO

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
JS

James Scott Feldesman

New York·CRD #1122292
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
35 yrs
States
1
Exams
3
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JS

James Scott Harkey

Florida·CRD #3129207
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Scott Harkness

Texas·CRD #4375804
IA Rep

Investment Adviser Rep at PROVIDENT TRUST COMPANY

Experience
27 yrs
States
2
Since
1999
Est. fee
AUM
Minimum
$3.0M
View profile
JS

James Scott Loquai

Florida·CRD #5115146
Dual-registered

Dual-registered at EXCEL FINANCIAL, LLC

Experience
18 yrs
States
3
Exams
2
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

James Scott Orwig

Ohio·CRD #4867759
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
JS

James Scott Rochford

Texas·CRD #1990233
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
JS

James Scott Savage

California·CRD #6633644
Dual-registered

Dual-registered at LIDO

Experience
10 yrs
States
4
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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