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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JV

James Van Wallace

Louisiana·CRD #6626641
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
10 yrs
States
1
Since
2016
Fee
AUM / Hourly / Flat Fee
View profile
JV

James Vernon Predoehl

Nebraska·CRD #1965783
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JV

James Vernon Regier

Kansas·CRD #4497085
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly
Minimum
$25k
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JV

James Vessio

New Jersey·CRD #5380461
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
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JV

James V. Howe

Michigan·CRD #7415115
IA Rep

Investment Adviser Rep at LIBERTY CAPITAL MANAGEMENT INC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
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JV

James Victor Bogdan

California·CRD #24817
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
55 yrs
States
2
Exams
8
Since
1971
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JV

James Victor Campagna Jr

New York·CRD #6283244
IA Rep

Investment Adviser Rep at ADIRONDACK CAPITAL ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$250k
View profile
JV

James Vincent Capitanello

Florida·CRD #3023692
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JV

James Vincent Carideo III

California·CRD #2252878
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
3
Exams
9
Since
1992
Est. fee
AUM / Flat Fee
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JV

James Vincent Cipriotti

Florida·CRD #3021100
Dual-registered

Dual-registered at RETIRE READY WEALTH MANAGEMENT

Experience
12 yrs
States
3
Exams
3
Since
2014
Fee
AUM
Minimum
$100k
View profile
JV

James Vincent Danovich

Arizona·CRD #2782748
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
JV

James Vincent Depiero Jr

Montana·CRD #1501142
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
4
Exams
7
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
JV

James Vincent Greco

New Jersey·CRD #6510282
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JV

James Vincent Masone

Pennsylvania·CRD #7839161
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee
View profile
JV

James Vincent Murphy III

Wisconsin·CRD #5429513
IA Rep

Investment Adviser Rep at NEUENSCHWANDER ASSET MANAGEMENT, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Flat Fee
View profile
JV

James Vincent O'Connor

New York·CRD #1249336
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
JV

James Vincent Paldino II

Connecticut·CRD #5943873
IA Rep

Investment Adviser Rep at BRADLEY FOSTER & SARGENT INC

Experience
5 yrs
States
3
Since
2021
Est. fee
AUM / Flat Fee
View profile
JV

James Vincent Ruggieri

New Jersey·CRD #8181792
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
JV

James Vincent Ulrich

New Jersey·CRD #7059224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JV

James Vincent Wallerius

Florida·CRD #1976241
IA Rep

Investment Adviser Rep at SYSTEMATIC FINANCIAL MANAGEMENT LP

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Performance-based
Minimum
$1.0M
View profile
JV

James V McNamara

New Jersey·CRD #5191601
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
JV

James Vondrak

Florida·CRD #2633578
IA Rep

Investment Adviser Rep at INDEPENDENT FINANCIAL PARTNERS

Experience
31 yrs
States
1
Exams
3
Since
1995
Fee
AUM / Hourly / Flat Fee / Other
View profile
JV

James V Peters

Arizona·CRD #2665577
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
30 yrs
States
11
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JW

James Wai-Jing Leong

New Jersey·CRD #6652794
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
10 yrs
States
2
Exams
3
Since
2016
Fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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