AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JW

James Wales Parker Barnes II

Georgia·CRD #6012882
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
JW

James Walker Watson III

California·CRD #4487613
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
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JW

James Wallace King

California·CRD #1798229
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
34 yrs
States
1
Exams
3
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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JW

James Wallace Kinyon

Kansas·CRD #2327769
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JW

James Wallace Taylor

Texas·CRD #2885980
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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JW

James Walling Kuekan

New Hampshire·CRD #806699
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
51 yrs
States
1
Exams
5
Since
1975
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JW

James Walter Allen

Alabama·CRD #4879505
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
20 yrs
States
6
Exams
4
Since
2006
Fee
AUM / Hourly / Flat Fee
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JW

James Walter Armstrong

Texas·CRD #1866725
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Flat Fee
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JW

James Walter Bassett

New Jersey·CRD #6160744
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
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JW

James Walter Egan

Ohio·CRD #4903433
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
7
Since
2011
Est. fee
AUM / Commission / Flat Fee
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JW

James Walter Gaul

Massachusetts·CRD #2915784
Dual-registered

Dual-registered at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM
View profile
JW

James Walter Knox

Florida·CRD #703116
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
46 yrs
States
2
Exams
5
Since
1980
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JW

James Walter Noack

California·CRD #4627271
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JW

James Walter Skorupski

California·CRD #1993502
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
8
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James W Anadon

California·CRD #6332486
Dual-registered

Dual-registered at SIMPLYRIA ADVISOR NETWORK

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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JW

James Warren Williams

Illinois·CRD #857876
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
48 yrs
States
2
Exams
7
Since
1978
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James Watson Thomas

Michigan·CRD #2875531
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
JW

James Wayne Carey

Minnesota·CRD #6337402
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Other
View profile
JW

James W Choi

California·CRD #5118880
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Fee
AUM / Other
View profile
JW

James Welby Troutman

Pennsylvania·CRD #1033732
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
44 yrs
States
1
Exams
6
Since
1982
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
JW

James Werner III

New York·CRD #5037516
Dual-registered

Dual-registered at TSA MANAGEMENT INC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$50k
View profile
JW

James Wesley Havens

Arkansas·CRD #4527207
IA Rep

Investment Adviser Rep at LATHROP INVESTMENT MANAGEMENT COMPANY

Experience
24 yrs
States
2
Exams
1
Since
2002
Fee
AUM
View profile
JW

James Wesley Lewis

District Of Columbia·CRD #1125729
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James Wesley Poling

Ohio·CRD #6120227
IA Rep

Investment Adviser Rep at ADVISORY ALPHA, LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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