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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JW

James Wesley Scott

Florida·CRD #5958372
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
4
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James W Fuller

Tennessee·CRD #1604257
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
8
Since
1987
Est. fee
AUM / Commission / Flat Fee
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JW

James W Gamuciello

Delaware·CRD #4221972
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
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JW

James W Green

Idaho·CRD #7823829
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
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JW

James Wides Goralnik

Missouri·CRD #4251215
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
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JW

James Wightman Wilcox

California·CRD #4261884
Dual-registered

Dual-registered at GC WEALTH MANAGEMENT RIA, LLC

Experience
26 yrs
States
3
Exams
7
Since
2000
Est. fee
AUM / Flat Fee
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JW

James Wilbourne McKay

North Carolina·CRD #2630006
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JW

James Wilburn Smith III

Mississippi·CRD #8101698
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James Wilburn Smith Jr

Mississippi·CRD #1545987
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
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JW

James Willard Clark

Florida·CRD #1225726
Dual-registered

Dual-registered at WORTH ASSET MANAGEMENT

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM
Minimum
$25k
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JW

James Willard McAllister

New York·CRD #4791944
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
JW

James William Abbott

Massachusetts·CRD #4927658
Dual-registered

Dual-registered at CLARO ADVISORS INC.

Experience
13 yrs
States
1
Exams
3
Since
2013
Fee
AUM / Hourly / Flat Fee
View profile
JW

James William Aldrich II

Florida·CRD #2166328
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
JW

James William Ambrose II

Connecticut·CRD #3171850
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
4
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James William Bartolomei Jr.

New Jersey·CRD #6247961
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
JW

James William Boyles Jr

Georgia·CRD #1374007
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James William Brennan II

Indiana·CRD #1448547
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James William Buckham

New Hampshire·CRD #5670052
Dual-registered

Dual-registered at WELLESLEY ASSET MANAGEMENT, INC.

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Performance-based
Minimum
$500k
View profile
JW

James William Carr Jr.

Florida·CRD #1967526
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
37 yrs
States
1
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JW

James William Collins

California·CRD #4397171
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
25 yrs
States
1
Exams
6
Since
2001
Fee
AUM
View profile
JW

James William Cuddy

Connecticut·CRD #4913020
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James William Diehl

California·CRD #6222602
IA Rep

Investment Adviser Rep at LIDO

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
JW

James William Dillistone Sr

Idaho·CRD #1556514
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Other
View profile
JW

James William Ferrell

Florida·CRD #2776651
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
30 yrs
States
2
Exams
3
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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