Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James William Flanagan
Dual-registered at STERLING MANOR FINANCIAL, LLC
James William Gates Jr
Dual-registered at EQUITABLE ADVISORS, LLC
James William Griffin Jr
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James William Griggs
Dual-registered at EQUITABLE ADVISORS, LLC
James William Hughes
Dual-registered at EQUITABLE ADVISORS, LLC
James William Humphries
Dual-registered at MINDSET ASSET MANAGEMENT, LLC
James William Judge IV
Investment Adviser Rep at ETHOS FINANCIAL GROUP, LLC
James William Lucas Karnes
Dual-registered at OSAIC WEALTH, INC.
James William Moore Jr.
Investment Adviser Rep at TIMUCUAN ASSET MANAGEMENT INC
James William Morris
Dual-registered at IEQ CAPITAL, LLC
James William Orten
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James William Patrick Wolf
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James William Reinhart Jr.
Dual-registered at RBC CAPITAL MARKETS, LLC
James William Rogers
Dual-registered at HORNOR, TOWNSEND & KENT, LLC
James William Ronn
Dual-registered at GREATER MIDWEST FINANCIAL GROUP, LLC
James Williams
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James William Schultz Jr
Dual-registered at OSAIC WEALTH, INC.
James William Scott
Dual-registered at OSAIC WEALTH, INC.
James William Tausz
Dual-registered at BRADFORD FINANCIAL CENTER
James William Ugone
Investment Adviser Rep at NOVEM GROUP
James Wilson Hill
Dual-registered at &PARTNERS
James Windham Rorie Jr
Dual-registered at B. RILEY WEALTH ADVISORS, INC.
James Winfield Huntington
Investment Adviser Rep at MPM WEALTH ADVISORS
James Winfield Willson
Dual-registered at OSAIC WEALTH, INC.
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.