AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JW

James William Flanagan

New York·CRD #5019556
Dual-registered

Dual-registered at STERLING MANOR FINANCIAL, LLC

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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JW

James William Gates Jr

New Jersey·CRD #2155436
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
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JW

James William Griffin Jr

Connecticut·CRD #1950626
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
3
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
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JW

James William Griggs

Texas·CRD #6226723
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
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JW

James William Hughes

New Jersey·CRD #2263532
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
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JW

James William Humphries

Colorado·CRD #5829072
Dual-registered

Dual-registered at MINDSET ASSET MANAGEMENT, LLC

Experience
11 yrs
States
6
Exams
6
Since
2015
Fee
AUM / Hourly / Other
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JW

James William Judge IV

Pennsylvania·CRD #4818175
IA Rep

Investment Adviser Rep at ETHOS FINANCIAL GROUP, LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
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JW

James William Lucas Karnes

California·CRD #8067696
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James William Moore Jr.

Florida·CRD #5790877
IA Rep

Investment Adviser Rep at TIMUCUAN ASSET MANAGEMENT INC

Experience
16 yrs
States
1
Since
2010
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
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JW

James William Morris

California·CRD #6140164
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Flat Fee
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JW

James William Orten

Louisiana·CRD #2613825
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James William Patrick Wolf

North Carolina·CRD #5070213
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James William Reinhart Jr.

Pennsylvania·CRD #5586302
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
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JW

James William Rogers

Florida·CRD #1052635
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
44 yrs
States
3
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JW

James William Ronn

Minnesota·CRD #2596428
Dual-registered

Dual-registered at GREATER MIDWEST FINANCIAL GROUP, LLC

Experience
31 yrs
States
1
Exams
3
Since
1995
Est. fee
AUM / Flat Fee
View profile
JW

James Williams

Colorado·CRD #6930484
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James William Schultz Jr

Connecticut·CRD #4476172
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
4
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James William Scott

New York·CRD #2334021
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James William Tausz

Iowa·CRD #442956
Dual-registered

Dual-registered at BRADFORD FINANCIAL CENTER

Experience
53 yrs
States
2
Exams
5
Since
1973
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JW

James William Ugone

Arizona·CRD #2699708
IA Rep

Investment Adviser Rep at NOVEM GROUP

Experience
30 yrs
States
17
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
JW

James Wilson Hill

South Carolina·CRD #4573034
Dual-registered

Dual-registered at &PARTNERS

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
JW

James Windham Rorie Jr

Tennessee·CRD #4613990
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JW

James Winfield Huntington

Florida·CRD #253565
IA Rep

Investment Adviser Rep at MPM WEALTH ADVISORS

Experience
23 yrs
States
2
Exams
2
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
JW

James Winfield Willson

New York·CRD #1336479
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
3
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1468 | AdvisorFinder