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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JW

James Winokur

Utah·CRD #6611744
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
JW

James Wise

District Of Columbia·CRD #5591615
Dual-registered

Dual-registered at &PARTNERS

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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JW

James W Lowe

California·CRD #6956735
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
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JW

James W Moore

Connecticut·CRD #5961385
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
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JW

James W Murphy

Massachusetts·CRD #7226358
IA Rep

Investment Adviser Rep at NORTHEAST INVESTMENT MANAGEMENT INC

Experience
6 yrs
States
1
Since
2020
Fee
AUM / Flat Fee
Minimum
$3.0M
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JW

James Wolslager

Texas·CRD #4419423
Dual-registered

Dual-registered at &PARTNERS

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
JW

James Won Lee

New York·CRD #1856731
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
JW

James W Peller

Indiana·CRD #1335047
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
7
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
JW

James Wright

California·CRD #1629437
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
39 yrs
States
6
Exams
4
Since
1987
Est. fee
AUM / Hourly
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JW

James W Rushworth

Pennsylvania·CRD #5152974
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
7
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JW

James W Ryan

Pennsylvania·CRD #1658850
Dual-registered

Dual-registered at EAB INVESTMENT GROUP, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Fee
AUM / Flat Fee
Minimum
$2.0M
View profile
JW

James W Watkins

Texas·CRD #5021059
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
JZ

James Z Stout

Ohio·CRD #8293221
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
4
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
JA

Jamie Akemi Tam

California·CRD #4037955
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
JA

Jamie Alan Wilbers

Missouri·CRD #6369886
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly
Minimum
$25k
View profile
JA

Jamie Allen Ogolin

Montana·CRD #6369664
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
JA

Jamie Ann Bosse

Kansas·CRD #4910826
IA Rep

Investment Adviser Rep at CGN ADVISORS, LLC

Experience
13 yrs
States
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
JA

Jamie Ann Hayes

Florida·CRD #4475056
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JA

Jamie Ann Zibelman

Pennsylvania·CRD #7565613
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
JA

Jamie A Plemons

California·CRD #4594276
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JA

Jamie April Bond

Ohio·CRD #6186159
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JA

Jamie Argueta

Illinois·CRD #6408787
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Fee
AUM / Other
View profile
JB

Jamie Beth Stocker Tabaka

Pennsylvania·CRD #7042221
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
JB

Jamie Brenner McLean

Texas·CRD #7035408
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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