AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AN

Andrew Nelson Cappello

Alabama·CRD #733175
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
33
Exams
8
Since
1981
Est. fee
AUM / Commission / Flat Fee
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AN

Andrew Nelson Cappello Jr

Alabama·CRD #5698840
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
33
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
AN

Andrew Nelson Macken

Massachusetts·CRD #2417288
Dual-registered

Dual-registered at 7TWO

Experience
12 yrs
States
2
Exams
5
Since
2014
Fee
AUM / Flat Fee
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AN

Andrew N Henk

Alabama·CRD #5913662
Dual-registered

Dual-registered at &PARTNERS

Experience
15 yrs
States
18
Exams
3
Since
2011
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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AN

Andrew Nicholas Boshoven

Alabama·CRD #6020333
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
14 yrs
States
38
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
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AN

Andrew Nicholas Embery

Arizona·CRD #5102098
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
25
Exams
4
Since
2006
Est. fee
AUM / Flat Fee
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AN

Andrew Nicholas Leithe

Alabama·CRD #5828411
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
28
Exams
6
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AN

Andrew Nicholas Rineck

Florida·CRD #6317098
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
8
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AN

Andrew Niemiec

Arizona·CRD #7150986
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
22
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AN

Andrew N Kitay

Illinois·CRD #8233902
IA Rep

Investment Adviser Rep at URBAN FINANCIAL ADVISORY CORPORATION

States
1
Since
2026
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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A(

Andrew (nmn) Dakos

N/A·CRD #4881082
IA Rep

Investment Adviser Rep at BULLDOG INVESTORS, LLP

Experience
15 yrs
Exams
1
Since
2011
Est. fee
AUM / Performance-based
Minimum
$100k
View profile
AN

Andrew Noel Breidenbaugh

Alabama·CRD #5075055
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
22
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AN

Andrew Norman Davis

Florida·CRD #7151179
IA Rep

Investment Adviser Rep at BRYN MAWR TRUST ADVISORS, LLC

Experience
7 yrs
States
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
AN

Andrew North Olivier

New Jersey·CRD #6686692
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AO

Andrew O'Brien

Arizona·CRD #5769526
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
14
Exams
6
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AO

Andrew Oden

Arizona·CRD #5696348
Dual-registered

Dual-registered at STRATEGIC ASSET MANAGEMENT GROUP ADVISORS

Experience
16 yrs
States
12
Exams
3
Since
2010
Fee
AUM
Minimum
$1.0M
View profile
AO

Andrew Ogle

Pennsylvania·CRD #6736762
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
AO

Andrew O'Gorman

Pennsylvania·CRD #6841886
IA Rep

Investment Adviser Rep at RIVER WEALTH ADVISORS LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
AO

Andrew Otho Medukas

Tennessee·CRD #5956053
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
AO

Andrew Otto Delmedico

New York·CRD #4700401
Dual-registered

Dual-registered at SOLID POINT WEALTH ADVISORS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM
View profile
AP

Andrew Pakis

Alabama·CRD #3066933
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
52
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
AP

Andrew Parisi

California·CRD #5075171
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
21 yrs
States
20
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AP

Andrew Park

Illinois·CRD #6941048
IA Rep

Investment Adviser Rep at COMPOUND PLANNING, INC.

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
AP

Andrew Parker Coleman

California·CRD #5066041
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
15
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 181 | AdvisorFinder