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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AK

Anne K Stclair

Pennsylvania·CRD #2916423
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Anneliese Ernestine Roemer

Alabama·CRD #6054738
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AN

Anneliese Nmn Mitnick

Alabama·CRD #4862821
IA Rep

Investment Adviser Rep at SEELAUS ASSET MANAGEMENT, LLC

Experience
21 yrs
States
23
Exams
6
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AG

Annelisa G Longoria

Georgia·CRD #5766635
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
16 yrs
States
3
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
AD

Annelise Dubrouillet

Alabama·CRD #7568594
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
52
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Annelise J Conte

Alabama·CRD #6567999
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
41
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Annelises Corvison

Alabama·CRD #8140588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
9
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Annelise Sophia Hoglund Kettmann

Arizona·CRD #7974046
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
19
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Annelise Wildfang

Alaska·CRD #7575882
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
35
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
AE

Ann Elizabeth Buck Kitchel

Arizona·CRD #5152943
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
31
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
AE

Ann Elizabeth Garcia

Oregon·CRD #5748121
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

Experience
16 yrs
States
1
Exams
1
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
AE

Ann Elizabeth Murray

Alabama·CRD #4459884
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
44
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Anne Louise Grant

Alabama·CRD #2727167
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
40
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Annelyn Alita Lanuza

Alabama·CRD #2802092
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
46
Exams
3
Since
1997
Est. fee
AUM / Flat Fee
View profile
AM

Anne Marie Ford

Alabama·CRD #4703818
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
38
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anne Marie Guevarra

Maryland·CRD #6709734
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Annemarie Jean Wade

Alaska·CRD #2601960
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
38
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
View profile
AM

Anne Marie Machesky

Alabama·CRD #720341
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
21
Exams
6
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Anne Marie Metro

Alabama·CRD #1697327
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
30
Exams
5
Since
1987
Est. fee
AUM / Flat Fee
View profile
AM

Anne Marie Walsh

Arkansas·CRD #2586689
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
25
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
View profile
AM

Anne Marie Wilson

Connecticut·CRD #5992331
IA Rep

Investment Adviser Rep at MISSIONSQUARE WEALTH MANAGEMENT

Experience
15 yrs
States
13
Exams
4
Since
2011
Fee
AUM
View profile
AM

Anne Marie Woodrich

California·CRD #6642840
Dual-registered

Dual-registered at TOTAL CLARITY WEALTH MANAGEMENT, INC

Experience
6 yrs
States
9
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AM

Anne Mifsud

New Jersey·CRD #2428993
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
2
Exams
9
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Anne M Smertenko

Hawaii·CRD #4362106
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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