Anneliese Nmn Mitnick

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

CHATHAM, NJCRD #4862821Investment Adviser Rep

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

21 yrs

States Registered

23 states

Exams Passed

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 23 states

AlabamaArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaIllinoisNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkOhioPennsylvaniaRhode IslandSouth DakotaVermontVirginiaWashingtonWisconsin

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 10/4/2004

Series 24

General Securities Principal Examination

Passed 7/11/2011

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 57

Securities Trader Exam

Passed 8/17/2016

Series 17

Limited Registered Representative Examination

Passed 10/6/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.015

Source

SEELAUS ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

R. SEELAUS & CO., LLCCurrent

2/13/2009 – Chatham, NJ

HSBC SECURITIES (USA) INC.

10/7/2004 – 3/11/2008NEW YORK CITY, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anneliese Nmn Mitnick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.