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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AP

Annette Pelfrey Kitchen

Colorado·CRD #4417535
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

Experience
22 yrs
States
12
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
AR

Annette Renee Alexander

Arizona·CRD #4128137
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
13
Exams
7
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AV

Annette Victoria Sullivan

California·CRD #5415250
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
AV

Annette Vitti

Alabama·CRD #2877409
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
39
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
AY

Annette Y Campos

Georgia·CRD #6617238
Dual-registered

Dual-registered at RIVERPLACE CAPITAL MANAGEMENT INC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM
Minimum
$100k
View profile
AU

Anne Uy Fiato

Alabama·CRD #1913001
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
33
Exams
7
Since
1989
Est. fee
AUM / Flat Fee
View profile
AW

Anne Walsh Fallon

Alabama·CRD #6081580
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
53
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Anne Williams Doremus

Vermont·CRD #2266814
IA Rep

Investment Adviser Rep at HANSON & DOREMUS INVESTMENT MANAGEMENT

Experience
30 yrs
States
1
Exams
1
Since
1996
Est. fee
AUM / Hourly
Minimum
$1.0M
View profile
AG

Ann Goldschmidt Schnorrenberg

Maryland·CRD #1678943
Dual-registered

Dual-registered at PINNACLE ASSOCIATES, LTD.

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
AN

An Nguyen

Arizona·CRD #7529742
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
9
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Ann H East

Alabama·CRD #4667976
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
53
Exams
6
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Ann Holland Stewart

Arizona·CRD #2388888
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
33 yrs
States
13
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AH

Ann Huchingson

California·CRD #7008405
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
View profile
AB

Annie Bao

Texas·CRD #8291130
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Annie Cao

California·CRD #7636535
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Annie Caroline Lamm

Texas·CRD #7294562
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Fee
AUM / Hourly / Flat Fee
View profile
AC

Annie Chen

California·CRD #6574346
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
14
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Annie Claire Klopstock

California·CRD #7453326
IA Rep

Investment Adviser Rep at BURTON ENRIGHT WELCH

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
AD

Annie Danette Adkison

Texas·CRD #5982683
Dual-registered

Dual-registered at GDS WEALTH MANAGEMENT

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM
Minimum
$1.0M
View profile
AD

Annie Duyen-An Ngoc Mai

California·CRD #6986613
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Fee
AUM / Other
View profile
AE

Anni Eira Elisabet Berkeley

Alabama·CRD #6619990
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
53
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Annie Li

Arizona·CRD #7358257
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
37
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Annie Louie

Arizona·CRD #2591708
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
11
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Annie Lynn Adams

Alabama·CRD #6395205
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
11 yrs
States
52
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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