AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AM

Annie M Etchegoyhen

Alaska·CRD #2786776
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
28
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
AP

Annie Pei-Ying Chen

Arizona·CRD #7060541
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
7
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AR

Annie Rong Wang

California·CRD #5064955
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
20 yrs
States
6
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AS

Annie Shah

Alabama·CRD #7991698
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
51
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AY

Annie Y Tse

Alabama·CRD #5272904
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
39
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
AY

Annie Yu Zhang

Alabama·CRD #8086272
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AZ

Annis Zheng

Alabama·CRD #7145671
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
53
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Ann Janina Ostrowski

Alabama·CRD #1306821
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
46
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Ann Karen Robinson

South Carolina·CRD #7163215
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Ann Kubalanza Vavrousek

Washington·CRD #6557279
IA Rep

Investment Adviser Rep at ZEVENBERGEN CAPITAL INVESTMENTS LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Other
Minimum
$5.0M
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AL

Ann Laverne Sowder

District Of Columbia·CRD #2538054
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
8
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AL

Ann Loden Roberts

Tennessee·CRD #2195221
IA Rep

Investment Adviser Rep at BARKSDALE INVESTMENT MANAGEMENT

Experience
22 yrs
States
1
Exams
1
Since
2004
Fee
AUM
View profile
AG

Ann-Margret Graham

Arizona·CRD #3020454
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
23 yrs
States
14
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Ann Maria Morocco

Arizona·CRD #5731864
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
10
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Ann Marie Ade

Alabama·CRD #4121226
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
33
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
AM

Ann Marie Benson

Minnesota·CRD #6104775
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Ann Marie Brown

Nebraska·CRD #4214896
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Ann Marie Carda

Arizona·CRD #4297901
Dual-registered

Dual-registered at NORTHLAND ASSET MANAGEMENT

Experience
25 yrs
States
12
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Ann Marie Coghill

Oregon·CRD #4415150
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Fee
AUM / Other
View profile
AM

Ann Marie Doty-Mitchell

Alabama·CRD #1083322
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
38 yrs
States
51
Exams
14
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AM

Ann Marie Elizabeth Etergino

Alabama·CRD #725204
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
45 yrs
States
41
Exams
5
Since
1981
Est. fee
AUM / Flat Fee
View profile
AF

Annmarie Franke-Suarato

Alabama·CRD #4347716
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
53
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Ann Marie Hoen

Arizona·CRD #3036587
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
42
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
View profile
AM

Ann Marie Holder

Alabama·CRD #6016992
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
53
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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