AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AM

Anthony Michael Novara

Illinois·CRD #5859726
Dual-registered

Dual-registered at FIDUCIENT ADVISORS LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
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AM

Anthony Michael Orange

Arizona·CRD #6212195
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
40
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
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AM

Anthony Michael Piatek

Alabama·CRD #6840671
Dual-registered

Dual-registered at NORTHERN TRUST INVESTMENTS, INCORPORATED

Experience
9 yrs
States
53
Exams
3
Since
2017
Est. fee
AUM / Flat Fee / Performance-based / Other
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AM

Anthony Michael Platano

Colorado·CRD #6701185
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
13
Exams
5
Since
2016
Fee
AUM / Other
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AM

Anthony Michael Recco

Alabama·CRD #2591477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
32
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
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AM

Anthony Michael Reed

California·CRD #2532355
Dual-registered

Dual-registered at MILLENNIUM INVESTMENT SERVICES

Experience
31 yrs
States
1
Exams
3
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$500k
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AM

Anthony Michael Roman

Alabama·CRD #2127584
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
53
Exams
8
Since
2004
Est. fee
AUM / Commission / Flat Fee
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AM

Anthony Michael Romantino

Florida·CRD #1239223
Dual-registered

Dual-registered at HAZARD & SIEGEL ADVISORY SERVICES LLC

Experience
27 yrs
States
3
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
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AM

Anthony Michael Russo

Alabama·CRD #6985743
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
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AM

Anthony Michael Sardo

Connecticut·CRD #4784381
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
20
Exams
5
Since
2004
Est. fee
AUM / Flat Fee
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AM

Anthony Michael Storm

Alabama·CRD #5200894
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
17 yrs
States
53
Exams
6
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
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AM

Anthony Michael Svach

Alabama·CRD #2439759
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

Experience
31 yrs
States
53
Exams
5
Since
1995
Est. fee
AUM / Performance-based
Minimum
$50k
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AM

Anthony Michael Uccio

New Jersey·CRD #8176358
IA Rep

Investment Adviser Rep at GEREMIA FINANCIAL SERVICES, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM
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AM

Anthony Michael Wilcox

Arizona·CRD #7068763
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
10
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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AM

Anthony Mignone

Arizona·CRD #4119185
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
6
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
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AM

Anthony Mingmu Chee

California·CRD #4137288
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
26 yrs
States
11
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Anthony Miranda

Alabama·CRD #4682596
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
53
Exams
6
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anthony M Martin

Arkansas·CRD #7802991
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
11
Exams
5
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anthony Moas

Arizona·CRD #5963338
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
21
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anthony Mona

Alabama·CRD #3013527
Dual-registered

Dual-registered at SPARTAN WEALTH MANAGEMENT

Experience
28 yrs
States
23
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Anthony Morales

Alabama·CRD #7036967
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
53
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anthony M Ricardo

Arizona·CRD #5178350
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
24
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Anthony M. Shaieb

Michigan·CRD #5015220
Dual-registered

Dual-registered at MAINSTAY CAPITAL MANAGEMENT, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Flat Fee
Minimum
$200k
View profile
AM

Anthony M Viera

Alabama·CRD #6143356
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
14
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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