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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BJ

Brett James Baldwin

Alabama·CRD #7462608
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
18
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
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BJ

Brett James Dipasquale

Arizona·CRD #5838942
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
28
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BJ

Brett James Long

Michigan·CRD #6340519
IA Rep

Investment Adviser Rep at TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L

Experience
10 yrs
States
2
Exams
1
Since
2016
Est. fee
AUM / Hourly
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BJ

Brett James Upper

California·CRD #5749519
Dual-registered

Dual-registered at TIDE COVE CAPITAL PARTNERS LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Fee
AUM / Hourly / Flat Fee
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BJ

Brett J Brenner

Alabama·CRD #4623495
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
37
Exams
6
Since
2004
Est. fee
AUM / Commission / Flat Fee
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BJ

Brett Jeffrey Akers

Alabama·CRD #5194535
Dual-registered

Dual-registered at FSA INVESTMENT GROUP, LLC

Experience
19 yrs
States
4
Exams
5
Since
2007
Est. fee
AUM / Flat Fee
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BJ

Brett Jeremy Sierakowski

Alabama·CRD #5235878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
35
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
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BJ

Brett Jerome Maloney

Arizona·CRD #7011768
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
7 yrs
States
14
Exams
3
Since
2019
Fee
AUM / Hourly / Flat Fee / Other
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BJ

Brett J Heniss

Illinois·CRD #7601737
IA Rep

Investment Adviser Rep at FINANCIAL & TAX ARCHITECTS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
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BJ

Brett J Kelly

Alabama·CRD #4818868
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
22 yrs
States
52
Exams
8
Since
2004
Est. fee
AUM / Other
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BJ

Brett J Malamet

Alabama·CRD #4641811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
27
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Brett John McCarthy

Arizona·CRD #4046670
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
24
Exams
7
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Brett John Testerman

Florida·CRD #6155535
IA Rep

Investment Adviser Rep at EXCOMP ASSET MANAGEMENT LTD

Experience
1 yrs
States
4
Since
2025
Fee
AUM / Flat Fee
Minimum
$250k
View profile
BJ

Brett Jon Cushing

Arizona·CRD #7070582
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
7 yrs
States
11
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
BJ

Brett Joseph Albinson

Alabama·CRD #6819953
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
53
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Brett Joseph Bauman

Florida·CRD #6647444
Dual-registered

Dual-registered at HUNGERFORD FINANCIAL LLC

Experience
9 yrs
States
4
Exams
4
Since
2017
Fee
AUM / Hourly
View profile
BJ

Brett Joseph Bujdos

Florida·CRD #7365716
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
7
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Brett J Sigler

Connecticut·CRD #5841134
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
10
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BK

Brett Kahnert

Alabama·CRD #5868137
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
15 yrs
States
52
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
BK

Brett Keenan Minogue

Alabama·CRD #3078741
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
53
Exams
6
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
BK

Brett Kincade

Texas·CRD #5606307
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
18 yrs
States
1
Exams
4
Since
2008
Fee
AUM
Minimum
$100k
View profile
BK

Brett Kusske

Arizona·CRD #5437823
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
18 yrs
States
19
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
BL

Brett Laboube

Alabama·CRD #5620785
Dual-registered

Dual-registered at &PARTNERS

Experience
16 yrs
States
43
Exams
4
Since
2010
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
BL

Brett Landon Baker

Georgia·CRD #7142724
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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