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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BD

Brian D Scott

Alabama·CRD #6962552
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
15
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brian D Sheppard

Alabama·CRD #5431677
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
49
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brian D Smith

Alabama·CRD #5017057
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
33
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
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BD

Brian Duane Sedlachek

Alaska·CRD #5079619
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
24
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BD

Brian Dudley

California·CRD #5157859
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
20 yrs
States
7
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
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BD

Brian D White

Alabama·CRD #4633148
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
19
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BD

Brian D Whitling

Arizona·CRD #5109298
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
28
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brian D Yaiser

Arizona·CRD #1258534
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
41 yrs
States
12
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BE

Brian Earl Watson

Florida·CRD #3181953
Dual-registered

Dual-registered at KOSS-OLINGER CONSULTING, LLC.

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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BE

Brian E Beck

Florida·CRD #4446626
IA Rep

Investment Adviser Rep at STANCORP INVESTMENT ADVISERS, INC.

Experience
24 yrs
States
9
Exams
5
Since
2002
Fee
AUM / Flat Fee / Other
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BE

Brian Edgar Hess

Connecticut·CRD #5474443
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
4
Exams
6
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Brian Edmund Comartin

Alabama·CRD #5967356
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
51
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Brian Edmund Keefe

Arizona·CRD #2892424
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
29
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Brian Edward Adams

Alabama·CRD #2833397
Dual-registered

Dual-registered at CARTER, TERRY & COMPANY, INC.

Experience
29 yrs
States
22
Exams
5
Since
1997
Est. fee
AUM
Minimum
$25k
View profile
BE

Brian Edward Aukes

Alabama·CRD #2712193
Dual-registered

Dual-registered at INTEGRITY ADVISORY SOLUTIONS

Experience
30 yrs
States
51
Exams
10
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Brian Edward Barthold

Connecticut·CRD #2943475
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
26 yrs
States
11
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
BE

Brian Edward Currie

Florida·CRD #7170435
IA Rep

Investment Adviser Rep at WEALTHHARBOR CAPITAL GROUP, LLC

Experience
7 yrs
States
4
Exams
1
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
BE

Brian Edward Davis

California·CRD #1000857
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
45 yrs
States
16
Exams
6
Since
1981
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Brian Edward Foland

Alaska·CRD #3102584
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
12
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BE

Brian Edward Frick

Arizona·CRD #5343524
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
19 yrs
States
12
Exams
5
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
BE

Brian Edward Gardiner

Maryland·CRD #3268932
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
26 yrs
States
6
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Brian Edward Keating

Arizona·CRD #2653472
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
31 yrs
States
32
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
View profile
BE

Brian Edward Koch

Arizona·CRD #5548924
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
16 yrs
States
26
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
BE

Brian Edward Lingle

Alaska·CRD #3257973
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
26
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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