AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BE

Brian Edward McCarthy

Alabama·CRD #1374446
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
26
Exams
4
Since
1985
Est. fee
AUM / Flat Fee
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BE

Brian Edward McGuinness

California·CRD #4836852
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
21 yrs
States
15
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
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BE

Brian Edward Noe

California·CRD #5567219
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
11
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BE

Brian Edward Pieloch

New Jersey·CRD #2932882
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
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BE

Brian Edward Sirota

Alabama·CRD #2283460
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
22
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BE

Brian Edward Valente

Connecticut·CRD #3270094
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
11
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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BE

Brian Edward Vanwinkle

California·CRD #2316075
Dual-registered

Dual-registered at SYNDICATED CAPITAL, INC.

Experience
33 yrs
States
3
Exams
3
Since
1993
Est. fee
AUM / Flat Fee / Other
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BE

Brian Edwin Griffith

Alaska·CRD #1299530
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
8
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BE

Brian E Harmon

Nebraska·CRD #6435481
Dual-registered

Dual-registered at ALLEN CAPITAL GROUP, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$200k
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BE

Brian E Miller

Alabama·CRD #6347732
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
53
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
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BE

Brian Engeler Lees

California·CRD #1535547
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
12
Exams
4
Since
1986
Est. fee
AUM / Flat Fee
View profile
BE

Brian Engelhardt

Connecticut·CRD #6912456
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
8 yrs
States
4
Exams
3
Since
2018
Est. fee
AUM / Other
View profile
BE

Brian E. O'Neil

California·CRD #2586624
Dual-registered

Dual-registered at CERTUITY, LLC

Experience
27 yrs
States
4
Exams
7
Since
1999
Est. fee
AUM / Flat Fee / Performance-based
View profile
BE

Brian E Overbo

Arizona·CRD #4914280
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
38
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Brian E Patterson

Arizona·CRD #3238574
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
30
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Brian Eric Barton

Utah·CRD #2429506
Dual-registered

Dual-registered at GUARDIAN WEALTH MANAGEMENT

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
BE

Brian Eric Cantel

Arizona·CRD #1743229
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
38 yrs
States
3
Exams
5
Since
1988
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
BE

Brian Eric Holladay

Alabama·CRD #4935054
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
37
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Brian Eric Lorenz

Arizona·CRD #7928892
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
15
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Brian Eric Samuels

California·CRD #2740398
IA Rep

Investment Adviser Rep at EXODUS WEALTH, LLC

Experience
30 yrs
States
3
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
BE

Brian Eric Young

Arizona·CRD #1502107
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
22
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Brian E Soon

Arizona·CRD #3058985
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
23
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
BE

Brian Eugene Bennett

California·CRD #1780754
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
10
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BE

Brian Eugene Croghan

Florida·CRD #6641864
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
6
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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