AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
3F

3 FACTOR INDEXING, LLC

N/A
RIA

Better Risk Adjusted Overall Returns

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Passive InvestingIndexingTax Optimization+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
3C

3RD CREEK INVESTMENTS

N/A
RIA

Welcome to the investor's one stop shop.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Portfolio ManagementFinancial PlanningImpact Investing+6
Fee model
AUM / Hourly / Flat Fee
View profile
4N

44 NORTH CAPITAL, LLC

BURLINGTON, VT
RIA

Your financial life deserves a trusted guide, not just a plan

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

Financial PlanningInvestment ManagementWealth Advisory+10
Fee model
AUM / Flat Fee
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4G

4612 GROUP, LLC

ATLANTA, GA
RIA

Growing and supporting great businesses through partnership and alignment.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPooled VehiclesState/Municipal

Expertise

Investment AdvisoryBusiness GrowthPartnership
Fee model
AUM / Flat Fee / Performance-based
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4P

46 PEAKS INVESTMENT ADVISORY GROUP

NEWTOWN, PA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningInvestment ManagementFee-only+9
Fee model
AUM / Flat Fee
Account Minimum
$500k
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5N

55 NORTH PRIVATE WEALTH

WINTER PARK, FL
RIA

A PURPOSE BUILT FEE-ONLY PRIVATE WEALTH MANAGEMENT FIRM

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Fee-onlyPrivate Wealth ManagementHigh Net Worth+1
Fee model
AUM
Account Minimum
$1.0M
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5V

5AM VENTURES

SAN FRANCISCO, CA
RIA

5AM Ventures is a leading investment firm focused on funding and building next-generation life sciences companies

AUM
$1B–$5B
Advisors
Offices
3
Founded
2002

Firm Focus

Pooled Vehicles

Expertise

Life SciencesVenture CapitalBiopharmaceuticals+7
Fee model
AUM / Performance-based
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5A

5C ADVISOR

NEW YORK, NY
RIA

Deep experience. Relentless client focus. Performance driven.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private CreditDirect LendingUpper-middle Market+4
Fee model
AUM / Performance-based
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5C

5C CAPITAL MANAGEMENT, LLC

WOODCLIFF LAKE, NJ
RIA

Plan with care. Live with Confidence.

AUM
$500M–$1B
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningInvestment AdvisoryLegacy Planning+7
Fee model
AUM / Commission / Hourly / Flat Fee
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5S

5TH STREET ADVISORS, LLC

SOUTHPORT, CT
RIA

Your Future, Our Guidance

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementBoutique AdvisoryClient-centric Strategies
Fee model
AUM / Hourly / Flat Fee
View profile
6M

6TH MAN VENTURES, LLC

N/A
RIA

Builder-First Capital For The World's Most Tenacious Founders.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Venture CapitalSeed InvestingSeries A+9
Fee model
AUM / Performance-based
View profile
7

7TWO

DENVER, CO
RIA

Investing. Problem Solving. Collaboration.

AUM
$100M–$500M
Advisors
2
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Multi-family OfficeOutsourced CIOFamily Governance+3
Fee model
AUM / Flat Fee
View profile
8W

801 WEST CAPITAL MANAGEMENT, LLC

LAKE OSWEGO, OR
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Hedge FundsPortfolio ManagementRisk-adjusted Returns+1
Fee model
AUM / Performance-based
View profile
8S

8TH STREET INVESTMENTS, LLC

ALEXANDRIA, VA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment ManagementRegistered Investment Advisor+1
Fee model
AUM / Hourly / Flat Fee
View profile
9A

917 ADVISORY SERVICES LLC

SPOKANE, WA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningInvestment AdvisoryCustomized Strategies+2
Fee model
AUM / Hourly
View profile
9F

93 FINANCIAL GROUP, LLC

WOBURN, MA
RIA

Let us help put the Pieces Together

AUM
$500M–$1B
Advisors
Offices
1
Founded
2004

Firm Focus

IndividualsHigh Net Worth

Expertise

Portfolio ManagementAsset AllocationRetirement Planning+10
Fee model
AUM
View profile
9G

994 GROUP

AUSTIN, TX
RIA

It's not about the money.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFinancial PlanningRegistered Investment Adviser
Fee model
AUM / Flat Fee / Other
Account Minimum
$5k
View profile
AP

A16Z PERENNIAL MANAGEMENT, L.P.

MENLO PARK, CA
RIA

An investment platform built for—and by—those who take the long view.

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Venture CapitalReal AssetsMulti-generational Strategy+2
Fee model
AUM / Performance-based / Other
View profile
AC

A3 CAPITAL ADVISORS

HOUSTON, TX
RIA

A private investment advisory firm focused on disciplined growth and long-term value creation.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Fundamental AnalysisValue InvestingAsset Management+6
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$1.0M
View profile
AI

ABACUS INVESTMENTS LLC

BIRMINGHAM, AL
RIA

INTEGRITY • HUMILITY • PARTNERSHIP — FOCUSED ON YOU

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Lower Middle MarketPrivate EquityCapital Investment+5
Fee model
Performance-based / Other
Account Minimum
$1.0M
View profile
AI

ABBINGTON INVESTMENT GROUP, LLC

SOUTH PORTLAND, ME
RIA

Welcome to Abbington Investment Group, LLC

AUM
$100M–$500M
Advisors
Offices
3
Founded

Firm Focus

High Net WorthCharitable Organizations

Expertise

Investment ManagementWealth ManagementHigh Net Worth+8
Fee model
AUM
Account Minimum
$3.0M
View profile
AW

ABBONDANDOLO WEALTH MANAGEMENT CORP

GLEN COVE, NY
RIA

Trusted Advisors Since 1997

AUM
$100M–$500M
Advisors
Offices
1
Founded
1997

Firm Focus

High Net WorthCharitable OrganizationsState/Municipal

Expertise

Investment ManagementWealth PlanningRetirement Planning+5
Fee model
AUM
Account Minimum
$100k
View profile
AH

ABEL HALL, LLC

BATON ROUGE, LA
RIA

Comprehensive Planning & Timeless Investing

AUM
$500M–$1B
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Comprehensive PlanningWealth ManagementRetirement Planning+4
Fee model
AUM / Flat Fee
Account Minimum
$2.0M
View profile
AF

ABENS FINANCIAL SERVICES INC

EDINA, MN
RIA

Vision Directed - Client Focused

AUM
$100M–$500M
Advisors
Offices
1
Founded
1987

Firm Focus

IndividualsHigh Net Worth

Expertise

Asset ManagementFinancial PlanningEstate Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 2 | AdvisorFinder