FINANCIAL MANAGEMENT, INC.
SEC RegisteredINDEPENDENCE MATTERS. FOR OUR FIRM, AND YOUR FUTURE.
About the firm
FMI is a fee-only registered investment adviser founded in 1982, making it one of the oldest independent advisory firms in Arkansas. The firm serves as a fiduciary for individuals, private trusts, retirement plans, nonprofits and more across the U.S., delivering risk-adjusted investment models and investment consulting services.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Risk-adjusted investment models and investment consulting services, with a focus on creating diversified investment portfolios designed to preserve capital, reduce volatility and provide positive returns.
Who they serve
Individuals, private trusts, retirement plans, nonprofits and more across the U.S.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 114 | $31M |
| High Net Worth Individuals | 26 | $66M |
| Charitable Organizations | 31 | $93M |
| State/Municipal Entities | 8 | — |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $250,000 | 2.00% |
| Next $250,000 | 1.00% |
| Next $500,000 | 0.80% |
| Next $1,000,000 | 0.60% |
| Next $2,000,000 | 0.40% |
| Over $4,000,000 | 0.20% |
Data as of April 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FINANCIAL MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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