James John Stockton Jr.
Investment Adviser Representative at FINANCIAL MANAGEMENT, INC.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James John Stockton Jr has worked in the securities industry since 2011. They have passed the Series 99, 87, 63, and 7 examinations. They are registered to provide investment advisory services in Arkansas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| First $250,000 | 2.00% |
| Next $250,000 | 1.00% |
| Next $500,000 | 0.80% |
| Next $1,000,000 | 0.60% |
| Next $2,000,000 | 0.40% |
| Over $4,000,000 | 0.20% |
Financial Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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