AdFi
FF

Founders Financial Alliance, LLC

SEC Registered
Assets Under Management
$1B–$5B
Office Locations
9 offices
Total Accounts
4229

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Leadership

Tommy Wayne Porter
MANAGING MEMBER
James Allen Sloop
CHIEF COMPLIANCE OFFICER
Llc Founders Wealth Holdings
HOLDING COMPANY
Tommy Wayne Porter
MANAGING MEMBER

Office locations

9 offices in 4 states
NC
RaleighHQ
NC
Pinehurst
NC
Cary
FL
St. Petersburg
NC
Raleigh
NC
Chapel Hill
NM
Albuquerque
WV
Wheeling
NC
Locust

Advisors at this firm

31 advisors in the directory

Bruce Noel Trushel
Investment Adviser Representative
Dual-registered
Wendy Susan Cain
Investment Adviser Representative
Dual-registered
Louis Joseph Costanzo III
Investment Adviser Representative
Dual-registered
Don Michael Rudolph
Investment Adviser Representative
Investment Adviser Representative
Ronald James Perry
Investment Adviser Representative
Investment Adviser Representative
Karen Lucinda Diamond
Investment Adviser Representative
Investment Adviser Representative
Susan C Pokwatka
Investment Adviser Representative
Dual-registered
John Robert Lawson
Investment Adviser Representative
Investment Adviser Representative
Tommy Wayne Porter Jr
Investment Adviser Representative
Dual-registered
Jeffrey Michael Talley
Investment Adviser Representative
Dual-registered
Hantz Don Serrao
Investment Adviser Representative
Investment Adviser Representative
Paul Anthony Barnette
Investment Adviser Representative
Dual-registered
Ralph Joseph Aiello
Investment Adviser Representative
Dual-registered
James Allen Sloop
Investment Adviser Representative
Dual-registered
Brian T Nelan
Investment Adviser Representative
Investment Adviser Representative
James Richard Batey
Investment Adviser Representative
Dual-registered
Brad Kevin Pinter
Investment Adviser Representative
Investment Adviser Representative
Trina Love Coltrain
Investment Adviser Representative
Dual-registered
Dustin Joseph Defranco
Investment Adviser Representative
Dual-registered
John P. Billiter
Investment Adviser Representative
Dual-registered
Ernest Ceccato Jr
Investment Adviser Representative
Dual-registered
Derek R Simpson
Investment Adviser Representative
Dual-registered
Nicholas E Livecchi
Investment Adviser Representative
Dual-registered
Joshua Blair Schmalz
Investment Adviser Representative
Dual-registered
Gregory Robert Mitro
Investment Adviser Representative
Investment Adviser Representative
Mark McCormick
Investment Adviser Representative
Investment Adviser Representative
Ethan James Porter
Investment Adviser Representative
Dual-registered
Cole Stephen Nolte
Investment Adviser Representative
Dual-registered
Heather Nicole Defranco
Investment Adviser Representative
Dual-registered
Jacob Britt Lawson
Investment Adviser Representative
Investment Adviser Representative
Terrence Lyman Donoghue
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#173011
SEC Number
801-108700
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee

Data as of March 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Founders Financial Alliance, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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