PA
PINNACLE ASSOCIATES, LTD.
SEC RegisteredNEW YORK, NYhttps://pinnacleinsights.org(212) 652-3200
Assets Under Management
$5B–$25B
Employees
69
Office Locations
10 offices
Total Accounts
6766
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPooled VehiclesPension/Profit Sharing
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,370 | $2.0B |
| High Net Worth Individuals | 438 | $1.9B |
| Pension/Profit Sharing Plans | 4 | $186M |
| Charitable Organizations | 29 | $349M |
0 total clients reported on Form ADV.
Leadership
Peter Marron
EXECUTIVE VICE PRESIDENT
James F Ferrare
EXECUTIVE VICE PRESIDENT
King Hanford Harris
SENIOR VICE PRESIDENT
Joel Michael Heyman
SENIOR VICE PRESIDENT/DIRECTOR OF OPERATIONS
Nancy Vang
VICE PRESIDENT
Lilia Arceo
DIRECTOR OF ADMINISTRATION
Kenneth Michael Sobolewski
DIRECTOR OF MARKETING
Harold Ward Stein
SENIOR PORTFOLIO MANAGER
Michael Francis Delfino
DIRECTOR OF TAFT HARTLEY SERVICES
Timothy Joseph Piacentini
SENIOR PORTFOLIO MANAGER
John Thomas Passios
EXECUTIVE VICE PRESIDENT
Kimon Passios
EXECUTIVE VICE PRESIDENT
Thomas Passios
PRESIDENT
Eric Noel Freedgood
VICE PRESIDENT
Eliott Steven Frank
CHIEF COMPLIANCE OFFICER/CHIEF COUNSEL
Office locations
10 offices in 5 states
NY
NEW YORKHQ
NY
TARRYTOWN
CT
WESTPORT
NJ
PRINCETON
NJ
WOODCLIFF LAKE
NJ
HOLMDEL
VA
RICHMOND
VA
CHARLOTTESVILLE
NJ
REDBANK
NC
CHARLOTTE
Advisors at this firm
24 advisors in the directory
Ryan James Byrne
Investment Adviser Representative
Christopher Cochran
Investment Adviser Representative
Carmine Nmn D'Avino
Investment Adviser Representative
Michael Francis Delfino
Investment Adviser Representative
Donald Maurer Dowd
Investment Adviser Representative
Ryan Ashley Fause
Investment Adviser Representative
Eric Noel Freedgood
Investment Adviser Representative
Alice Athanasiou Gabriele
Investment Adviser Representative
Austin Hagaman
Investment Adviser Representative
King Hanford Harris
Investment Adviser Representative
Monica Judith Jalife
Investment Adviser Representative
Mark Nicholas Lucci
Investment Adviser Representative
Jonathan Don Mark
Investment Adviser Representative
Peter Nathan Marron
Investment Adviser Representative
John Thomas Passios
Investment Adviser Representative
Kimon Passios
Investment Adviser Representative
Amy L Pastorino
Investment Adviser Representative
Edgar Nmn Perez
Investment Adviser Representative
Timothy Joseph Piacentini
Investment Adviser Representative
Richard Alan Rosen
Investment Adviser Representative
Max J Schaul
Investment Adviser Representative
Ann Goldschmidt Schnorrenberg
Investment Adviser Representative
Alexander Smit
Investment Adviser Representative
Harold Ward Stein
Investment Adviser Representative
Regulatory & compliance
CRD number
#110631
SEC Number
801-20841
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
pinnacleinsights.orgPhone
(212) 652-3200Find an advisor that fits
Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.
Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PINNACLE ASSOCIATES, LTD. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.