AdFi
PA

PINNACLE ASSOCIATES, LTD.

SEC Registered

Navigating Geopolitical Waters

NEW YORK, NYhttps://pinnacleinsights.org(212) 652-3200
Assets Under Management
$5B–$25B
Employees
69
Office Locations
10 offices
Total Accounts
6766

About the firm

Pinnacle Insights is an investment advisory firm that publishes investment insights and financial planning commentary, covering topics such as geopolitics, market dynamics, bonds, and equity markets.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesPension/Profit Sharing

Areas of expertise

GeopoliticsInvestment AdvisoryFinancial PlanningEquity MarketsBondsMarket CommentaryEstate PlanningFed Policy

Services

Investment advisory services, including investment commentary, financial planning updates, and insights on geopolitics and market dynamics.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)1,370$2.0B
High Net Worth Individuals438$1.9B
Pension/Profit Sharing Plans4$186M
Charitable Organizations29$349M

0 total clients reported on Form ADV.

Leadership

Peter Marron
EXECUTIVE VICE PRESIDENT
James F Ferrare
EXECUTIVE VICE PRESIDENT
King Hanford Harris
SENIOR VICE PRESIDENT
Joel Michael Heyman
SENIOR VICE PRESIDENT/DIRECTOR OF OPERATIONS
Nancy Vang
VICE PRESIDENT
Lilia Arceo
DIRECTOR OF ADMINISTRATION
Kenneth Michael Sobolewski
DIRECTOR OF MARKETING
Harold Ward Stein
SENIOR PORTFOLIO MANAGER
Michael Francis Delfino
DIRECTOR OF TAFT HARTLEY SERVICES
Timothy Joseph Piacentini
SENIOR PORTFOLIO MANAGER
John Thomas Passios
EXECUTIVE VICE PRESIDENT
Kimon Passios
EXECUTIVE VICE PRESIDENT
Thomas Passios
PRESIDENT
Eric Noel Freedgood
VICE PRESIDENT
Eliott Steven Frank
CHIEF COMPLIANCE OFFICER/CHIEF COUNSEL

Office locations

10 offices in 5 states
NY
NEW YORKHQ
NY
TARRYTOWN
CT
WESTPORT
NJ
PRINCETON
NJ
WOODCLIFF LAKE
NJ
HOLMDEL
VA
RICHMOND
VA
CHARLOTTESVILLE
NJ
REDBANK
NC
CHARLOTTE

Advisors at this firm

33 advisors in the directory

John Holmes Bocock
Investment Adviser Representative
Investment Adviser Rep
Ryan James Byrne
Investment Adviser Representative
Investment Adviser Rep
Jack Joseph Casey
Investment Adviser Representative
Investment Adviser Rep
Christopher Cochran
Investment Adviser Representative
Dual-registered
Carmine Nmn D'Avino
Investment Adviser Representative
Investment Adviser Rep
Michael Francis Delfino
Investment Adviser Representative
Investment Adviser Rep
Donald Maurer Dowd
Investment Adviser Representative
Dual-registered
Thomas William Farrell
Investment Adviser Representative
Investment Adviser Rep
James F Ferrare
Investment Adviser Representative
Investment Adviser Rep
Ryan Ashley Fause
Investment Adviser Representative
Dual-registered
Eric Noel Freedgood
Investment Adviser Representative
Investment Adviser Rep
Joseph Cornelius Godsey Jr
Investment Adviser Representative
Investment Adviser Rep
Alice Athanasiou Gabriele
Investment Adviser Representative
Dual-registered
Austin Hagaman
Investment Adviser Representative
Investment Adviser Rep
King Hanford Harris
Investment Adviser Representative
Dual-registered
Monica Judith Jalife
Investment Adviser Representative
Investment Adviser Rep
Mark Nicholas Lucci
Investment Adviser Representative
Investment Adviser Rep
George Jennings McVey Jr
Investment Adviser Representative
Dual-registered
Jonathan Don Mark
Investment Adviser Representative
Dual-registered
Peter Nathan Marron
Investment Adviser Representative
Investment Adviser Rep
Thomas Friedich Neuhaus
Investment Adviser Representative
Dual-registered
Reginald George Pickral
Investment Adviser Representative
Dual-registered
John Thomas Passios
Investment Adviser Representative
Investment Adviser Rep
Kimon Passios
Investment Adviser Representative
Investment Adviser Rep
Amy L Pastorino
Investment Adviser Representative
Dual-registered
Edgar Nmn Perez
Investment Adviser Representative
Dual-registered
Timothy Joseph Piacentini
Investment Adviser Representative
Dual-registered
Richard Alan Rosen
Investment Adviser Representative
Dual-registered
William Ernest Sizemore Jr
Investment Adviser Representative
Dual-registered
Max J Schaul
Investment Adviser Representative
Investment Adviser Rep
Ann Goldschmidt Schnorrenberg
Investment Adviser Representative
Dual-registered
Alexander Smit
Investment Adviser Representative
Investment Adviser Rep
Harold Ward Stein
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#110631
SEC Number
801-20841
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $1,000,000 (waivable)

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PINNACLE ASSOCIATES, LTD. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

PINNACLE ASSOCIATES, LTD. in NEW YORK, NY | AdvisorFinder