AdFi
RC

RPM Capital Management, LLC

SEC Registered

Analysis, Acquisition, and Management of High Yield, Tax Advantaged Securities.

Rye Brook, NYhttps://rpmcapitalmgt.com203-992-1100
Assets Under Management
Under $100M
Employees
2
Office Locations
1 office
Total Accounts
148

About the firm

RPM Capital Management, LLC is a privately owned registered investment advisor that specializes in the analysis, acquisition, and management of high yield, tax advantaged securities. The firm is a conservative, income-oriented, long-only manager that believes in the compounding of income to preserve and create wealth.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

High Yield SecuritiesTax Advantaged SecuritiesIncome InvestingRisk ManagementRegistered Investment AdvisorLong-onlyConservative InvestingGIPS Compliant

Services

Analysis, acquisition, and management of high yield, tax advantaged securities, with a focus on minimizing risk associated with ownership of such securities. All assets are publicly traded, held at independent third party custodians, with no lockup and total transparency of the investment process.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)5$683k
High Net Worth Individuals135$71M
Charitable Organizations1$501k
State/Municipal Entities1

Leadership

Paul Philip Matthews
MANAGING MEMBER, PARTNER
Michele Mary Newland
MANAGING MEMBER, PARTNER
Robert Allan Defruscio
MEMBER, VICE CHAIRMAN OF THE BOARD
Ashleigh Cooper Swayze
CCO

Office locations

1 office in 1 state
NY
Rye BrookHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#164200
SEC Number
801-107269
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Other
Asset tierAnnual rate
Up to $10,000,0001.00%
Above $10,000,0010.90%

Data as of April 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RPM Capital Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched