Shellman Investment Management, LLC
SEC RegisteredYour goals inspire ours
About the firm
At Shellman Invest, investing is understood as more than just money — a financial goal may represent a new home, a small business, a comfortable retirement, or a college education. The firm's process is based on four principles: focusing on the long term, managing investment risk, reducing unnecessary costs, and believing in the power of partnerships. Shellman Invest does not receive compensation from banks or product providers, giving it independence to find cost-effective solutions for clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Strategic asset allocation, investment risk management, cost minimization, and selection of 'best in class' asset managers to make individual investment decisions.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 40 | $37M |
| High Net Worth Individuals | 93 | $148M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1 million | 1.22% |
| Next $1 million | 0.98% |
| Next $1 million | 0.74% |
| Over $3 million | 0.50% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shellman Investment Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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