AdFi
SC

SIMMONS CAPITAL GROUP

SEC Registered

thoughtful financial planning to ease your mind

HALFMOON, NYhttps://simmonscapitalgroup.com(518) 406-5624
Assets Under Management
$100M–$500M
Employees
11
Office Locations
1 office
Total Accounts
463

About the firm

Simmons Capital Group offers thoughtful financial planning and guidance for every generation. Their services span retirement planning, impact investing, insurance planning, investments, college planning, and legacy planning.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingState/Municipal

Areas of expertise

Retirement PlanningImpact InvestingInsurance PlanningInvestmentsCollege PlanningLegacy PlanningFinancial Planning

Services

Retirement planning, impact investing, insurance planning (Medicare, long-term care, and life insurance), investments, college planning, and legacy planning.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)397$100M
High Net Worth Individuals53$108M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities12
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Donald Edward Simmons
FOUNDER AND EXECUTIVE DIRECTOR
Audra Kearney Higgins
CHIEF COMPLIANCE OFFICER
Darren James Leader
DIRECTOR OF FINANCIAL PLANNING & RESEARCH

Office locations

1 office in 1 state
NY
HALFMOONHQ

Advisors at this firm

7 advisors in the directory

Regulatory & compliance

CRD number
#281122
SEC Number
801-106746
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $25,000 (waivable)
Asset tierAnnual rate
Up to $1,000,0001.65%
$1,000,001 to $3,000,0001.35%
$3,000,001 to $5,000,0001.25%
$5,000,001 to $10,000,0000.95%
$10,000,001 and above

Data as of April 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SIMMONS CAPITAL GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

SIMMONS CAPITAL GROUP in HALFMOON, NY | AdvisorFinder