SPROTT ASSET MANAGEMENT USA INC.
SEC RegisteredA Global Leader in Precious Metals and Critical Materials Asset Management
About the firm
Sprott is a global asset manager focused on precious metals and critical materials investments. The firm offers Exchange Listed Products, Managed Equities, and Private Strategies, and its common shares are listed on the New York Stock Exchange and the Toronto Stock Exchange under the symbol SII. Sprott also operates Sprott Wealth Management, a full-service registered investment advisor with global expertise in natural resources investing.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Exchange Listed Products (physical precious metals, critical materials, and miner ETFs), Managed Equities (actively managed funds in gold mining and value-oriented equity strategies), Private Strategies (natural resources investments including debt, royalties/streams, equity, and physical commodities), and Wealth Management (full-service registered investment advisory).
Who they serve
Individual investors, institutional investors, and financial advisors across multiple countries and regions globally.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 2,039 | $424M |
| High Net Worth Individuals | 1,062 | $2.2B |
| Pension/Profit Sharing Plans | 4 | $377M |
| Charitable Organizations | 54 | $90M |
| State/Municipal Entities | 5 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
19 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| RED Fund - under $500K | 1.50% |
| RED Fund - $500K to under $1M | 1.25% |
| RED Fund - $1M and above | 1.00% |
| Gold Equity Fund - first $500M | 1.00% |
| Gold Equity Fund - $500M to $1B | 0.75% |
| Gold Equity Fund - above $1B | 0.65% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SPROTT ASSET MANAGEMENT USA INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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