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Michael Castaneda

Investment Adviser Representative at SPROTT ASSET MANAGEMENT USA INC.

Carlsbad, CACRD #7520462Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Castaneda has worked in the securities industry since 2024. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/27/2024
Series 7
General Securities Representative Examination
Passed 2/5/2024
SIE
Securities Industry Essentials Examination
Passed 6/26/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Asset tierAnnual rate
RED Fund - under $500K1.50%
RED Fund - $500K to under $1M1.25%
RED Fund - $1M and above1.00%
Gold Equity Fund - first $500M1.00%
Gold Equity Fund - $500M to $1B0.75%
Gold Equity Fund - above $1B0.65%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Sprott Asset Management USA Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SPROTT ASSET MANAGEMENT USA INC.Current
12/5/2024Carlsbad, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Castaneda has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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