AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
KA

KUHN ADVISORS, INC.

DURHAM, NC
RIA

A Multi-Generational Team Advising Multi-Generational Families

AUM
$500M–$1B
Advisors
Offices
2
Founded
1993

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementRetirement PlanningFinancial Planning+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
KW

KULT WEALTH MANAGEMENT GROUP, LLC

BROOKFIELD, WI
RIA

A Trusted Wealth Management Company

AUM
$100M–$500M
Advisors
Offices
1
Founded
2003

Firm Focus

High Net Worth

Expertise

Wealth ManagementRetirement PlanningFee-only+3
Fee model
AUM / Other
Account Minimum
$1.0M
View profile
KB

KUTSCHER BENNER BARSNESS & STEVENS, INC.

SEATTLE, WA
RIA

The art of financial counsel

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal+1

Expertise

Wealth ManagementTax PlanningInvestment Management+3
Fee model
AUM / Hourly / Flat Fee
View profile
LC

L1 CAPITAL GLOBAL INC.

MIAMI BEACH, FL
RIA

Global Opportunities. Proven Process.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Global Long Short StrategyFundamental AnalysisSmall To Mid-cap Securities+7
Fee model
AUM / Performance-based
Account Minimum
$250k
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LA

L2 ASSET MANAGEMENT, LLC

N/A
RIA

PEOPLE, PROCESS, PERFORMANCE ®

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthInvestment Companies+1

Expertise

Behavioral FinanceFundamental AnalysisQuantitative Investing+6
Fee model
AUM / Performance-based
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LP

L2 POINT MANAGEMENT LLC

SAN FRANCISCO, CA
RIA

Growth Capital Solutions

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Growth CapitalCapital StructureLate-stage Companies+2
Fee model
AUM / Performance-based
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LQ

LAB QUANTITATIVE STRATEGIES, LLC

DENVER, CO
RIA

Innovating at the intersection of alpha & beta

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Portable AlphaQuantitative StrategiesMulti-strategy Hedge Fund+8
Fee model
AUM / Performance-based
Account Minimum
$25.0M
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LC

LADD CAPITAL MANAGEMENT LLC

NEW HAVEN, CT
RIA

Investment Advisors

AUM
$100M–$500M
Advisors
Offices
1
Founded
1975

Firm Focus

High Net Worth

Expertise

Investment ManagementPortfolio ManagementConservative Investing+4
Fee model
AUM
View profile
L&

LAFLEUR & GODFREY PRIVATE WEALTH MANAGEMENT

GRAND RAPIDS, MI
RIA

Success at Every Stage

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

Investment ManagementFinancial PlanningComprehensive Wealth Management+7
Fee model
AUM / Other
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LW

LAGUNA WEALTH ADVISORS, LLC

N/A
RIA

Your life, your goals, your vision matters to us.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment ManagementWealth Creation+6
Fee model
AUM
View profile
LW

LAIDLAW WEALTH MANAGEMENT LLC

NEW YORK, NY
RIA

Your Financial Future, Secured.

AUM
$100M–$500M
Advisors
13
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementInvestment AdvisoryOpen Architecture Platform+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$25k
View profile
LP

LAKE PACIFIC PARTNERS

DALLAS, TX
RIA

100+ years of industry experience

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityFood IndustryConsumer Products+1
Fee model
AUM / Flat Fee / Performance-based
View profile
LF

LAKESHORE FINANCIAL PLANNING INC.

SAINT CLAIR SHORES, MI
RIA

Thoughtful service and tailored strategies, with your needs at the center

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

High Net Worth

Expertise

Financial PlanningInvestment ManagementAsset Allocation+4
Fee model
AUM
View profile
LA

LAKESIDE ADVISORS INC

SEATTLE, WA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded
1984

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment ManagementFinancial PlanningRetirement Planning+5
Fee model
AUM / Hourly / Flat Fee
View profile
LT

LAKE TAHOE WEALTH MANAGEMENT, INC.

FOLSOM, CA
RIA
AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement PlanningEquity StrategiesLegacy Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile
LA

LAKEWOOD ASSET MANAGEMENT, LLC

NAPERVILLE, IL
RIA

A value-oriented investment firm that provides customized portfolio management tailored to individuals and families.

AUM
$100M–$500M
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Value InvestingPortfolio ManagementEquities+3
Fee model
AUM / Flat Fee
View profile
LW

LANDMARK WEALTH ADVISORS, LLC

FARMINGTON, UT
RIA

The Right Relationship is EVERYTHING

AUM
$100M–$500M
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Investment ManagementWealth ManagementRetirement Planning+4
Fee model
AUM / Hourly / Flat Fee
View profile
LS

LANDOLT SECURITIES, INC.

LAKE BLUFF, IL
RIA

Offering the latest technology to help you succeed

AUM
$100M–$500M
Advisors
11
Offices
1
Founded
1989

Firm Focus

High Net WorthState/Municipal

Expertise

StocksBondsMutual Funds+9
Fee model
AUM
View profile
LA

LANDSEER ADVISORS LLC

PRINCETON, NJ
RIA
AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Outsourced Investment OfficeGlobal InvestingMulti-asset Class+6
Fee model
AUM / Flat Fee / Performance-based
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LB

LANE BROTHERS INVESTMENT COUNSEL

PRESCOTT, AZ
RIA

Protecting Capital, Building Wealth

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Fiduciary Investment ManagementFinancial PlanningRetirement Planning+4
Fee model
AUM / Flat Fee
View profile
LF

LANE FAMILY WEALTH MANAGEMENT

NORTH LIBERTY, IA
RIA

WORKING WITH YOU TO ACHIEVE YOUR FINANCIAL GOALS.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Financial PlanningRetirement PlanningEducation Planning+2
Fee model
AUM
View profile
LG

LANE GENERATIONAL LLC

N/A
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Active Investment ManagementDiscretionary ManagementCapital Markets+2
Fee model
AUM / Hourly / Flat Fee / Performance-based
Account Minimum
$500k
View profile
LF

LANIER FINANCIAL GROUP LLC

ATHENS, GA
RIA

STRATEGIES TO GROW, PROTECT, & TRANSFER WEALTH.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Investment ManagementFinancial PlanningFiduciary+10
Fee model
AUM / Hourly / Flat Fee
View profile
LM

LANSING MANAGEMENT, LP

NEW YORK, NY
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Concentrated EquityLong-biasedEquity Investment
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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