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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
KH

KLINE HILL PARTNERS LP

GREENWICH, CT
RIA

Liquidity solutions for private equity

AUM
$5B–$25B
Advisors
Offices
2
Founded
2016

Firm Focus

Pooled Vehicles

Expertise

Private Equity SecondariesLP Fund TransfersGp-led Transactions+4
Fee model
AUM / Flat Fee / Performance-based
View profile
KA

KLINGMAN AND ASSOCIATES, LLC

NEW YORK, NY
RIA

A Wealth Management Experience Built on Enduring Relationships

AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment ManagementTax Planning+7
Fee model
AUM / Flat Fee
Account Minimum
$2.0M
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KC

KM CAPITAL MANAGEMENT, LTD.

AUSTIN, TX
RIA

it's not what you make, It's what you Keep

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Wealth ManagementPortfolio ManagementTax Planning+8
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$2.5M
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KW

KMT WEALTH MANAGEMENT, LLC

HERMOSA BEACH, CA
RIA

Giving You Power And Peace Over Your Wealth

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Investment ManagementWealth PlanningFinancial Planning+4
Fee model
AUM
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KW

KNIGHTSBRIDGE WEALTH MANAGEMENT

NEWPORT BEACH, CA
RIA

Sophisticated wealth management

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Wealth ManagementInvestment ManagementActive Investment Management+10
Fee model
AUM / Performance-based
Account Minimum
$500k
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KO

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

NEW HAVEN, CT
RIA

INVEST WITH INTEGRITY

AUM
$25B+
Advisors
8
Offices
2
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+3

Expertise

Faith-based InvestingCatholic InvestingUSCCB Guidelines+5
Fee model
AUM
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K&

KNUFF & COMPANY LLC

FOSTER CITY, CA
RIA

Engaging clients. Investing capital. Preserving legacies. …with a conscience.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Multi-family OfficeInvestment ManagementEstate Planning+13
Fee model
AUM / Performance-based
Account Minimum
$2.0M
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K&

KOHLBERG & COMPANY

MOUNT KISCO, NY
RIA

Transformational Strategies to Accelerate Growth

AUM
$5B–$25B
Advisors
Offices
5
Founded
1987

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Private EquityGrowth InvestingValue Creation+2
Fee model
AUM / Other
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KI

KOHLHEPP INVESTMENT ADVISORS, LTD.

DOYLESTOWN, PA
RIA

Mapping a Path to Your Best Life

AUM
$100M–$500M
Advisors
3
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningInvestment ManagementTax Management+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$25k
View profile
KB

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

AKRON, OH
RIA

Investing Inside The Box

AUM
$1B–$5B
Advisors
Offices
1
Founded
2006

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementFinancial PlanningInvestment Management+12
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
KC

KOIN CAPITAL INC

HOUSTON, TX
RIA

Smarter Investing, Powered by AI

AUM
Not disclosed
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Ai-powered InvestingStock AnalysisReal-time Market Insights+4
Fee model
Flat Fee
View profile
KC

KOKUA CAPITAL MANAGEMENT

N/A
RIA

A Wealth Management & Financial Planning Boutique

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFinancial Planning
Fee model
AUM
Account Minimum
$500k
View profile
KA

KOPION ASSET MANAGEMENT, LLC

MCKINNEY, TX
RIA

Kopion (Greek "Κοπίον"): to toil, to labor.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Equity InvestmentPortfolio Management
Fee model
AUM
View profile
KM

KORA MANAGEMENT LP

BROOKLYN, NY
RIA

Kora seeks to invest in exceptional teams building enduring businesses in emerging digital economies.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Emerging MarketsEmerging InternetNiche Financials+5
Fee model
AUM / Performance-based / Other
View profile
KC

KORNITZER CAPITAL MANAGEMENT, INC.

MISSION, KS
RIA

Vision for the Future. Dedicated to Lifetime Asset Management.

AUM
$5B–$25B
Advisors
2
Offices
1
Founded
1989

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing

Expertise

Wealth ManagementPrivate Wealth ManagementInstitutional Client Services+7
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
KM

KOSMOS MANAGEMENT LLC

SEATTLE, WA
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Life InsuranceSecondary Life Insurance MarketPatented Investment Strategy+5
Fee model
AUM / Performance-based
View profile
KC

KOSS-OLINGER CONSULTING, LLC.

GAINESVILLE, FL
RIA

You Never Settled. Don't Start Now.

AUM
$1B–$5B
Advisors
1
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementLegacy PlanningBusiness Sales+3
Fee model
AUM / Flat Fee
Account Minimum
$2.0M
View profile
KA

KOVACK ADVISORS, INC.

FT. LAUDERDALE, FL
RIA

INVEST FOR LIFE

AUM
$5B–$25B
Advisors
288
Offices
24
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Fee-based AccountsThird-party Money ManagementAsset Allocation+3
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$10k
View profile
KA

KPP ADVISORY SERVICES LLC

LOUISVILLE, KY
RIA

Advice for Life

AUM
$1B–$5B
Advisors
25
Offices
8
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Investment ServicesFinancial ServicesIndependent Advice
Fee model
AUM / Hourly / Flat Fee
View profile
KF

KRANE FINANCIAL SOLUTIONS

CALABASAS, CA
RIA

A Financial Plan for you. Customized for your life.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial Life PlanningRetirement PlanningInvestment Management+6
Fee model
AUM / Hourly / Flat Fee
View profile
KC

KR CAPITAL LP

NEW YORK, NY
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles
Fee model
Performance-based / Other
View profile
K

KUBENCE

N/A
RIA

Institutional Derivatives, Individual Access

AUM
Under $100M
Advisors
1
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

DerivativesStructured NotesOption Overlays+5
Fee model
AUM
View profile
KE

KUBHERA ENTERPRISES LLC

PRINCETON, NJ
RIA

Guiding You On Your Journey

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Tax Advantaged PlanningWealth ManagementRetirement Planning+6
Fee model
AUM / Hourly / Flat Fee / Performance-based
View profile
KI

KUDU INVESTMENT HOLDINGS, LLC

NEW YORK, NY
RIA

Permanent capital solutions for independent asset and wealth management firms

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Permanent CapitalMinority StakesAsset Management+4
Fee model
Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 97 | AdvisorFinder