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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
LC

LEGACY CHIEF FINANCIAL OFFICE, LLC

SHENANDOAH, TX
RIA

WEALTH MANAGEMENT BUILT FOR YOU

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-onlyWealth ManagementFiduciary+3
Fee model
AUM / Hourly
View profile
LC

LEGACY CONSULTING GROUP

PLANO, TX
RIA

Bring Your Wealth to Life

AUM
$100M–$500M
Advisors
2
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial Life PlanningInvestment PlanningAsset Management+3
Fee model
AUM / Hourly
View profile
LF

LEGACY FINANCIAL ADVISORS

N/A
RIA

PLAN FOR TOMORROW LIVE FOR TODAY

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
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LF

LEGACY FINANCIAL ADVISORS, INC.

COVINGTON, KY
RIA

Your Treasure Is Where Your Heart Is

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementInvestment ManagementIntegrated Financial Planning+7
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
LF

LEGACY FINANCIAL STRATEGIES, LLC

OVERLAND PARK, KS
RIA

Sound Advice. Lasting Impact.

AUM
$500M–$1B
Advisors
Offices
2
Founded
2000

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Fee-onlyFiduciaryFinancial Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
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LK

LEGACY KNIGHT MFO, LLC

DALLAS, TX
RIA

Turning First-Generation Wealth Builders Into Multi-Generation Wealth Families

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Family OfficeHigh-net-worth FamiliesIndependent Advisory+8
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$250k
View profile
LP

LEGACY PCG, LLC

NEWPORT, CA
RIA

Your VISION defines your future. Your future defines your LEGACY.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningInvestment ManagementEstate Planning+7
Fee model
AUM / Flat Fee
View profile
LR

LEGACY ROAD FAMILY OFFICES

N/A
RIA

Family Office and Investment Management For Athletes, Entertainers, and the Exceptionally Affluent

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Family OfficeInvestment ManagementFixed Income+12
Fee model
AUM / Flat Fee
View profile
LW

LEGACY WEALTH

WOODBURY, MN
RIA

Legacies of Wisdom and Faithfulness

AUM
$500M–$1B
Advisors
4
Offices
1
Founded
2009

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementLegacy PlanningPortfolio Strategy+7
Fee model
AUM / Flat Fee
Account Minimum
$150k
View profile
LW

LEGACY WEALTH ADVISORS, LLC

SAN JOSE, CA
RIA

Our Mission . . .Your Peace of Mind

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningRetirement PlanningEstate Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$2.0M
View profile
LW

LEGACY WEALTH ADVISORS, LLC

NORTH MIAMI BEACH, FL
RIA

We are a family serving families

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Family OfficePortfolio ManagementFinancial Planning+4
Fee model
AUM / Flat Fee
View profile
LW

LEGACY WEALTH MANAGEMENT, LLC

RIDGELAND, MS
RIA

Thoughtful guidance to help you live your life's passions

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Fee-onlyWealth ManagementInvestment Management+10
Fee model
AUM
Account Minimum
$350k
View profile
LW

LEGACY WEALTH PARTNERS, LLC

LAKEWOOD, CO
RIA

WELCOME TO FINANCIAL CLARITY

AUM
$500M–$1B
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment ManagementEstate Planning+9
Fee model
AUM / Flat Fee
View profile
LW

LEGADO WEALTH MANAGEMENT LLC

NEW YORK, NY
RIA

Making Your Future a Success

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment AdviceRetirement Planning+4
Fee model
AUM / Hourly
View profile
LC

LEGEIS CAPITAL ADVISORS, LLC

GREAT NECK, NY
RIA

WHERE INSURANCE EXPERTISE MEETS INVESTMENT EXCELLENCE

AUM
$100M–$500M
Advisors
1
Offices
1
Founded

Firm Focus

Pooled VehiclesState/Municipal

Expertise

InsuranceAsset ManagementInvestment Solutions+5
Fee model
AUM / Performance-based
View profile
LC

LEGEND CAPITAL

N/A
RIA

Unlocking Potential, Together.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$25.0M
View profile
LI

LEH II MANAGEMENT LLC

ENGLEWOOD, CO
RIA

Disciplined Energy Development

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Energy DevelopmentNatural GasOil+8
Fee model
AUM / Performance-based
View profile
LL

LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC

NEW YORK, NY
RIA

Your Income Investing Specialists

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Income InvestingRetirement IncomePortfolio Design+4
Fee model
AUM
Account Minimum
$500k
View profile
LF

LEIBMAN FINANCIAL SERVCES, INC.

LOUISVILLE, NE
RIA
AUM
$100M–$500M
Advisors
4
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment AdvisoryFinancial ServicesInvestment Opportunities+1
Fee model
AUM
View profile
LC

LEONID CAPITAL PARTNERS, LLC

HUNTINGTON BEACH, CA
RIA

Investing vital capital into Defense, Aerospace, and Government Innovation.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

DefenseAerospaceGovernment Contracting+7
Fee model
AUM / Performance-based
View profile
LS

LESA SROUFE & COMPANY, INC.

SEATTLE, WA
RIA

Committed to Serving Clients

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Value EquityGlobal All CapBalanced Portfolio+4
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
LG

LESLIE GLOBAL WEALTH, LLC

ITASCA, IL
RIA

Financial Freedom You Desire.

AUM
$100M–$500M
Advisors
3
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementRetirement PlanningInvestment Strategy+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
LC

LESTE CAPITAL PARTNERS (FLORIDA), LLC

MIAMI, FL
RIA

Somos uma Plataforma de Investimentos Alternativos Global, com DNA brasileiro

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Alternative InvestmentsPrivate EquitySpecial Situations+6
Fee model
AUM / Performance-based / Other
Account Minimum
$100k
View profile
LB

LET BOB ADVISORY, LLC

N/A
RIA

Investing Redefined

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Robo-advisorCommission-free TradingAutomated Investment Strategies+2
Fee model
Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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