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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
NW

NEW WEST ASSET MANAGEMENT

N/A
RIA

Measure what matters. Own what endures.

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Quality InvestingQuantitative InvestingIndividually Managed Accounts+6
Fee model
AUM / Performance-based
View profile
NR

NEXPOINT REAL ESTATE ADVISORS VII, L.P.

DALLAS, TX
RIA

Built for Alternatives

AUM
$1B–$5B
Advisors
Offices
1
Founded
2012

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Alternative InvestmentsReal EstateCorporate Credit+7
Fee model
AUM / Other
View profile
NC

NEXT CENTURY GROWTH INVESTORS LLC

PLYMOUTH, MN
RIA

Long-term Capital Appreciation through Growth

AUM
$1B–$5B
Advisors
Offices
1
Founded
1998

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Growth InvestingMicro Cap GrowthSmall Cap Growth+7
Fee model
AUM
Account Minimum
$5.0M
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NG

NEXTGEN GROWTH PARTNERS, LLC

CHICAGO, IL
RIA

We partner with owners.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

B2b ServicesBusiness AcquisitionFounder-owned Businesses+7
Fee model
AUM / Flat Fee / Performance-based / Other
View profile
NM

NEXT MANAGEMENT ADVISORS, LLC

NEW YORK, NY
RIA

25+ Years Investing in Financial Services Technology & Enterprise Software

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Financial Services TechnologyEnterprise SoftwareGrowth Capital+1
Fee model
AUM / Performance-based
Account Minimum
$250k
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NC

NEXUS CAPITAL MANAGEMENT LP

LOS ANGELES, CA
RIA
AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

CreditStructured DebtEquity Instruments+4
Fee model
AUM / Performance-based
View profile
NL

NEXWEALTH LLC

PALM BEACH GARDENS, FL
RIA

A family office experience that all families need and deserve, but only a few receive.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Family OfficeWealth ManagementInvestment Allocation+7
Fee model
AUM / Flat Fee
View profile
NF

N FINANCIAL PLANS

HUNTINGTON, NY
RIA

"N" Number of Financial Plans for All of Life's Plans

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Fee-onlyFiduciaryFinancial Planning+8
Fee model
AUM / Hourly / Flat Fee
View profile
N

NGP

DALLAS, TX
RIA

Moving Energy Forward

AUM
$5B–$25B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityEnergyNatural Resources+5
Fee model
AUM / Performance-based
View profile
NC

NICH CAPITAL PARTNERS, INC.

N/A
RIA

We Are in the Business of Building and Protecting Our Client's Wealth

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Retirement PlanningEquity PortfolioFixed Income Portfolio+3
Fee model
AUM
Account Minimum
$250k
View profile
NM

NICHOLSON MEYER CAPITAL MANAGEMENT, INC.

KANSAS CITY, MO
RIA

Helping You Navigate Through Life

AUM
$100M–$500M
Advisors
Offices
1
Founded
1988

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementPortfolio ManagementAsset Allocation+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$400k
View profile
N&

NICHOLS & PRATT ADVISERS LLP

BOSTON, MA
RIA

Trusteeship in Boston is more than a profession

AUM
$1B–$5B
Advisors
Offices
1
Founded
1977

Firm Focus

High Net Worth

Expertise

Private TrusteeshipInvestment ManagementFamily Wealth+2
Fee model
AUM / Hourly / Flat Fee / Other
View profile
NW

NICOLET WEALTH MANAGEMENT

GREEN BAY, WI
RIA

Wealth Management starts with a conversation.

AUM
$1B–$5B
Advisors
25
Offices
10
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment ManagementTrust And Fiduciary Services+3
Fee model
AUM
View profile
NI

NICOLLET INVESTMENT MANAGEMENT, INC.

MINNEAPOLIS, MN
RIA

Your Dedicated Partner in Investment Management and Private Wealth Advisory

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

Investment ManagementPrivate Wealth AdvisoryFee-only Fiduciary+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
NG

NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC.

NEW YORK, NY
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded
2018

Firm Focus

Pooled Vehicles

Expertise

Listed Japanese EquitiesLong-term InvestingConstructive Engagement+3
Fee model
AUM / Performance-based / Other
View profile
NI

NILES INVESTMENT MANAGEMENT, LLC

PLANTATION, FL
RIA

Capital Growth with Active Risk Mitigation

AUM
$100M–$500M
Advisors
Offices
1
Founded
2004

Firm Focus

Pooled Vehicles

Expertise

Active Risk ManagementCapital GrowthThematic Investing+7
Fee model
AUM / Performance-based
Account Minimum
$250k
View profile
NW

NIM WEALTH SOLUTIONS

SAN JOSE, CA
RIA

We help good people become great retirees

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement PlanningTax ManagementPortfolio Optimization+3
Fee model
AUM / Hourly / Flat Fee
View profile
NA

NINE30 ADVISORS LLC

N/A
RIA

Invest like a pro - for free

AUM
Under $100M
Advisors
Offices
2
Founded

Firm Focus

High Net Worth

Expertise

Automated InvestingGlobal DiversificationWealth Building+6
Fee model
AUM
Account Minimum
$10
View profile
NL

NINE LEFT CAPITAL LP

NEW YORK, NY
RIA

Global, credit-focused value and special situations.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Alternative Asset ManagementCreditValue Investing+3
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
NC

NIOBRARA CAPITAL PARTNERS

NEW YORK, NY
RIA

Pioneers in Technology Private Equity

AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Technology Private EquityMiddle MarketBuyouts+4
Fee model
AUM / Performance-based
View profile
NC

NK CAPITAL LLC

N/A
RIA
AUM
$100M–$500M
Advisors
Offices
2
Founded
2016

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Investment ManagementDurable FranchisesManagement Quality
Fee model
AUM / Performance-based
Account Minimum
$250k
View profile
NW

NOBLE WEALTH MANAGEMENT, INC.

NEWPORT BEACH, CA
RIA
AUM
$100M–$500M
Advisors
2
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningTax ReductionAsset Protection+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
NM

NOLAN MANAGEMENT LLC

HERMOSA BEACH, CA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Family OfficeOperating CompaniesReal Estate+2
Fee model
AUM / Performance-based
View profile
NC

NONANTUM CAPITAL PARTNERS

BOSTON, MA
RIA

Where Experience Meets Opportunity

AUM
$1B–$5B
Advisors
Offices
2
Founded
2018

Firm Focus

Pooled Vehicles

Expertise

Private EquityLower Middle MarketFamily-owned Businesses+4
Fee model
AUM / Performance-based / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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