AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
OW

OSAIC WEALTH, INC.

SCOTTSDALE, AZ
RIA

Your Future is Our Focus

AUM
$25B+
Advisors
10k+
Offices
26
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Personal FinanceClient RelationshipsFinancial Planning+1
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$6k
View profile
OC

OSCEOLA CAPITAL MANAGEMENT

TAMPA, FL
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityValue CreationOperations Improvement+3
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
OM

OSPRAIE MANAGEMENT, LLC

RYE, NY
RIA

Ospraie Ag Science LLC (OAS) identifies solutions to help farmers "Do More With Less."

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Agriculture InvestingESGUpstream Agriculture+5
Fee model
AUM / Performance-based
View profile
OC

OSTERWEIS CAPITAL MANAGEMENT

SAN FRANCISCO, CA
RIA

The Osterweis Capital Management Philosophy

AUM
$5B–$25B
Advisors
8
Offices
1
Founded
1983

Firm Focus

IndividualsHigh Net WorthInvestment Companies+1

Expertise

Asset ManagementEquityFixed Income+6
Fee model
AUM / Flat Fee
Account Minimum
$5.0M
View profile
O&

OTTO & ASSOCIATES, INC.

NORWICH, VT
RIA

CELEBRATING OVER 30 YEARS OF FEE-ONLY FINANCIAL PLANNING

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Fee-onlyFinancial PlanningInvestment Management+9
Fee model
AUM / Hourly
Account Minimum
$300k
View profile
OC

OUTERLANDS CAPITAL MANAGEMENT, LLC

NEW YORK, NY
RIA
AUM
Under $100M
Advisors
Offices
1
Founded
2023

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Digital AssetsLiquid Token MarketsBlockchain Technology+6
Fee model
AUM / Flat Fee / Performance-based
View profile
OV

OUTLANDER VC

N/A
RIA

Where visionaries, game-changers, & disruptors get funded.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Early-stage InvestingSeed FundingVenture Capital+6
Fee model
AUM / Performance-based
View profile
OC

OUTLOOK CAPITAL MANAGEMENT, LLC

ARLINGTON HEIGHTS, IL
RIA

INVESTING LIKE OWNERS.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2004

Firm Focus

High Net Worth

Expertise

Deep Value InvestingU.S. Large-cap EquitiesInvestment Management+2
Fee model
AUM
Account Minimum
$200k
View profile
OL

OWEN LARUE FINANCIAL GROUP

ELIZABETHTOWN, KY
RIA

Wealth Management, Tailored To You

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementRetirement PlanningFinancial Planning+8
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
OC

OWL CREEK WEALTH PARTNERS

DENVER, CO
RIA

Wealth with Confidence

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment ManagementFee-only Advisory+7
Fee model
AUM / Flat Fee
Account Minimum
$5.0M
View profile
OV

OWL VENTURES

SAN FRANCISCO, CA
RIA

A global leader investing in AI driven learning

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesState/Municipal

Expertise

EdtechAi-driven LearningEducation Technology+3
Fee model
AUM / Performance-based
View profile
OA

OXBOW ADVISORS, LLC

AUSTIN, TX
RIA
AUM
$1B–$5B
Advisors
6
Offices
4
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

Wealth PreservationLiquidity EventsBusiness Owners+8
Fee model
AUM / Hourly / Flat Fee
View profile
OF

OXFORD FINANCIAL GROUP, LTD

CARMEL, IN
RIA

Thoughtful. Insightful. Committed.®

AUM
$5B–$25B
Advisors
Offices
7
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3

Expertise

Multigenerational Estate PlanningInvestment AdvisoryFamily Office Services+7
Fee model
AUM / Flat Fee
View profile
OP

OXLER PRIVATE WEALTH

RYE BROOK, NY
RIA

Invest in Your World

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningInvestment ManagementFamily Wealth+2
Fee model
AUM / Hourly
View profile
OC

OZE CAPITAL LLC

FLORHAM PARK, NJ
RIA

We offer a disciplined and diverse investment alternative to a traditional bond portfolio by targeting cash-flowing private assets that have attractive risk-adjusted returns.

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
2018

Firm Focus

Pooled Vehicles

Expertise

Alternative Asset ManagementPrivate InvestmentsReal Estate+7
Fee model
Flat Fee / Performance-based / Other
View profile
PE

PACELINE EQUITY PARTNERS, LLC

DALLAS, TX
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Special Situations Private EquityCorporate DebtReal Assets+6
Fee model
AUM / Performance-based / Other
View profile
PC

PACIFICA CAPITAL INVESTMENTS

N/A
RIA

Focused, value investing in public equities and commercial real estate for long-term results.

AUM
$500M–$1B
Advisors
Offices
2
Founded
1998

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Value InvestingPublic EquitiesCommercial Real Estate+4
Fee model
AUM / Performance-based
Account Minimum
$250k
View profile
PA

PACIFIC ASSET MANAGEMENT, LLC

GIG HARBOR, WA
RIA

Your Path to Retirement Starts Here...

AUM
$100M–$500M
Advisors
Offices
2
Founded
1998

Firm Focus

High Net Worth

Expertise

Retirement PlanningInvestment ManagementTax Planning+9
Fee model
AUM
Account Minimum
$250k
View profile
PA

PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLC

MANHATTAN BEACH, CA
RIA

Unlocking Value by Driving Strategic Change

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Middle-market Private EquityCorporate DivestituresCarve-outs+4
Fee model
AUM / Performance-based / Other
View profile
PP

PACIFIC PEAK ADVISORS, LLC

KETCHUM, ID
RIA

Wealth Management S i m p l i f i e d

AUM
$100M–$500M
Advisors
2
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementFinancial PlanningInvestment Management+9
Fee model
AUM
Account Minimum
$500k
View profile
PW

PACIFIC WEALTH ADVISORY SERVICES LLC

DANVILLE, CA
RIA
AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Risk ToleranceWealth ManagementRetirement Planning
Fee model
AUM
View profile
PW

PACIFIC WEALTH MANAGEMENT

SAN DIEGO, CA
RIA

Sound Management for a Secure Financial Future

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementRetirement PlanningFinancial Planning+9
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$250k
View profile
P

PACT

NEW YORK, NY
RIA

The strategic capital partner of choice for the middle market

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

GP StakesPrivate MarketsMiddle Market+4
Fee model
AUM / Performance-based / Other
View profile
PC

PAINSWICK CAPITAL MANAGEMENT LP

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded
2024

Firm Focus

Pooled Vehicles

Expertise

Single-asset Continuation VehiclesMiddle MarketPrivate Equity+1
Fee model
AUM / Performance-based
Account Minimum
$2.0M
View profile

Looking for the right firm?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 127 | AdvisorFinder