AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SW

SAGENT WEALTH MANAGEMENT

LAGUNA BEACH, CA
RIA

Professional Advice With Your Best Interest In Mind

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningEstate Planning+5
Fee model
AUM / Hourly / Flat Fee
View profile
SS

SAGE STONE WEALTH MANAGEMENT LLC

LA JOLLA, CA
RIA

Wealth Management for High Net Worth Clients

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Ethical InvestingWealth ManagementHigh Net Worth+4
Fee model
AUM
Account Minimum
$250k
View profile
ST

SAGE TRADING COLLECTIVE

N/A
RIA

Empowering Independent RIAs one trade at a time

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

TradingCarve-outsRMD Tracking+5
Fee model
Hourly
View profile
SI

SALEM INVESTMENT COUNSELORS INC

WINSTON SALEM, NC
RIA

Your financial well-being is our mission.

AUM
$1B–$5B
Advisors
Offices
2
Founded
1979

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment ManagementWealth ManagementFixed Income+6
Fee model
AUM / Hourly / Flat Fee
View profile
SP

SALEM PARTNERS WEALTH MANAGEMENT, LLC

LOS ANGELES, CA
RIA

An Independent Los Angeles-Based Boutique Investment Bank and Wealth Management Firm

AUM
$1B–$5B
Advisors
5
Offices
2
Founded
1997

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment BankingWealth ManagementFiduciary+15
Fee model
AUM
Account Minimum
$10.0M
View profile
SW

SALIENT WEALTH PLANNING

ENCINITAS, CA
RIA

Guiding Your Financial Future with clarity & Confidence

AUM
$100M–$500M
Advisors
2
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement PlanningPre-retirement PlanningRetirement Income+4
Fee model
AUM / Flat Fee
Account Minimum
$500k
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SW

SALING WEALTH ADVISORS

LOUISVILLE, KY
RIA

YOUR TRUSTED FINANCIAL ADVISORS

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthInsurance Companies

Expertise

Financial PlanningInvestment ManagementWealth Management+7
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
S

SALLYPORT

HOUSTON, TX
RIA

A strategic partner for lasting value.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2012

Firm Focus

Pooled Vehicles

Expertise

Private EquityLower Middle MarketOperationally Focused+4
Fee model
AUM / Performance-based
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SG

SALUDA GRADE ASSET MANAGEMENT LLC

NEW YORK, NY
RIA

Vertically Integrated Asset-Based Credit Investing

AUM
$5B–$25B
Advisors
Offices
2
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Asset-based CreditResidential Real EstatePrivate Credit+5
Fee model
AUM / Performance-based / Other
View profile
SW

SAMALIN WEALTH

CHAPPAQUA, NY
RIA

Elevate Your Potential

AUM
$100M–$500M
Advisors
Offices
3
Founded
1992

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFee-only FiduciaryRetirement Income+6
Fee model
AUM / Hourly / Flat Fee
View profile
SM

S.A. MASON, LLC

HOLLAND, MI
RIA

Independent Wealth Management

AUM
$500M–$1B
Advisors
Offices
1
Founded
2009

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
SB

SAMSARA BIOCAPITAL, LLC

N/A
RIA

Investing to create transformative therapeutics for patients.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

TherapeuticsBiotech InvestingDrug Development+2
Fee model
AUM / Performance-based
View profile
SB

SAN BLAS ADVISORY, INC.

ATLANTA, GA
RIA

If you want to understand how money works, create a plan to secure your financial future, and make money-moves that give you financial peace and clarity, you're in the right place.

AUM
$100M–$500M
Advisors
5
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningRetirement PlanningWealth Management+3
Fee model
AUM / Hourly / Flat Fee
View profile
SW

SANCHEZ WEALTH MANAGEMENT GROUP, LLC

JACKSONVILLE, FL
RIA

Experience the Difference of Proactive Wealth Management

AUM
$500M–$1B
Advisors
3
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementRetirement PlanningFiduciary+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$100k
View profile
S&

SANCHEZ & ZURES, LLC

MCLEAN, VA
RIA

Optimize your Financial Future

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningPortfolio ManagementTax Preparation+4
Fee model
AUM / Hourly
Account Minimum
$250k
View profile
SI

SANDBRIDGE INVESTMENT MANAGEMENT, LLC

LOS ANGELES, CA
RIA

Trusted Partner to Leading Consumer Brands

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Consumer Growth EquityBranded Consumer CompaniesLuxury+5
Fee model
AUM / Performance-based
View profile
SC

SANDER CAPITAL ADVISORS, INC.

SEATTLE, WA
RIA

intelligent investing FROM OUR FAMILY TO YOURS.

AUM
$100M–$500M
Advisors
Offices
1
Founded
1983

Firm Focus

High Net Worth

Expertise

Portfolio ManagementEquitiesFamily Office+4
Fee model
AUM
Account Minimum
$200k
View profile
S&

SANDERS & SCOTT, CHFC

WATKINSVILLE, GA
RIA

How Do You Envision Your Future?

AUM
$100M–$500M
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net Worth
Fee model
AUM
View profile
SC

SANDGLASS CAPITAL ADVISORS LLC

NEW YORK, NY
RIA
AUM
$500M–$1B
Advisors
Offices
3
Founded
2013

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Emerging MarketsEx-chinaFundamental Research+8
Fee model
AUM / Performance-based
View profile
SP

SANDLOT PRIVATE WEALTH LLC

OREM, UT
RIA

Cultivating intentional wealth. Fostering purposeful living. Creating multi-generational impact.

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Portfolio ManagementCash Flow DesignEstate Planning+7
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
SC

SANDY COVE ADVISORS, LLC

HINGHAM, MA
RIA

A boutique financial advisory firm delivering a full spectrum of wealth management services

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFinancial PlanningInvestment Management+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
SL

SAN LUIS WEALTH ADVISORS

SAN LUIS OBISPO, CA
RIA

Working with you to reach your financial goals.

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment Portfolio ManagementFinancial PlanningEstate Planning+9
Fee model
AUM / Hourly / Flat Fee
View profile
SB

SANTA BARBARA MANAGEMENT

CHICAGO, IL
RIA

We engineer wealth for exceptional builders and their families.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Investment AdvisoryWealth Management
Fee model
AUM / Flat Fee / Other
Account Minimum
$100.0M
View profile
SF

SANTA FE ADVISORS LLC

SANTA FE, NM
RIA

Expertise • Integrity • Transparency

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment AdvisoryPortfolio ManagementIndividual Investing+3
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 150 | AdvisorFinder