AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SF

SUMMIT FINANCIAL STRATEGIES INC

COLUMBUS, OH
RIA

Mapping Your Now to Next.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Fee-onlyFiduciaryFinancial Planning+3
Fee model
AUM / Other
View profile
SG

SUMMIT GLOBAL INVESTMENTS, LLC

BOUNTIFUL, UT
RIA
AUM
$1B–$5B
Advisors
1
Offices
5
Founded
—

Firm Focus

IndividualsHigh Net WorthInvestment Companies+2

Expertise

Global EquityManaged RiskQuantitative Research+7
Fee model
AUM / Performance-based / Other
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SG

SUMMIT GROUP RETIREMENT PLANNERS, INC.

EXTON, PA
RIA

We Believe Every American deserves an opportunity to retire debt free and with dignity!

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement Planning401(k) PlansQualified Retirement Plans+9
Fee model
AUM / Hourly / Flat Fee
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SH

SUMMIT HOUSE CAPITAL MANAGEMENT, LLC

DALLAS, TX
RIA

Active Credit for All Cycles

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Middle MarketCorporate CreditOpportunistic Investing+1
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$1.0M
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SP

SUMMIT PEAK INVESTMENTS, LLC

N/A
RIA

Specialists in Early-Stage Venture Capital

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Early-stage Venture CapitalFund Of FundsSaas+5
Fee model
AUM / Performance-based
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SC

SUMMITPOINT CAPITAL MANAGEMENT

LITTLETON, CO
RIA

Guidance that grows with you.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment ManagementPortfolio ManagementWealth Management+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
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SW

SUMMIT WEALTH AND RETIREMENT PARTNERS

EAGLE, ID
RIA

You've reached a level of financial success. Now, it's time to enjoy it.

AUM
$500M–$1B
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementInvestment ManagementTax Planning+5
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
SW

SUMMIT WEALTH GROUP

COLORADO SPRINGS, CO
RIA

Customized Financial Planning and Investment Management

AUM
$1B–$5B
Advisors
15
Offices
1
Founded
1985

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningInvestment ManagementRetirement Planning+7
Fee model
AUM / Flat Fee
View profile
SW

SUMMIT WEALTH GROUP LLC

EXETER, NH
RIA

Your Life. Your Vision. Your Plan.

AUM
$500M–$1B
Advisors
1
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial Life PlanningAccumulation StrategiesDistribution Strategies+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
SW

SUMMIT WEALTH MANAGEMENT LLC

AKRON, OH
RIA

Is your investment strategy age appropriate?

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthCharitable Organizations

Expertise

Investment StrategyWealth ManagementRegistered Investment Advisor+5
Fee model
AUM
View profile
SS

SUNBELT SECURITIES

HOUSTON, TX
RIA

How long will your money last in retirement?

AUM
$1B–$5B
Advisors
63
Offices
13
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement Income PlanningLegacy PlanningEstate Planning+8
Fee model
AUM / Flat Fee
Account Minimum
$25k
View profile
SF

SUNBURST FINANCIAL GROUP, LLC

VESTAVIA HILLS, AL
RIA

Your financial choices help write your life story.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningRetirement ConsultingInvestment Management+2
Fee model
AUM / Hourly / Flat Fee
View profile
SB

SUNDANCE BAY

SALT LAKE CITY, UT
RIA

Mountain West roots, nationwide growth

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Real EstatePrivate DebtPrivate Equity+7
Fee model
AUM / Performance-based
Account Minimum
$250k
View profile
SA

SUNESIS ADVISORS, LLC

OVERLAND PARK, KS
RIA

Resourceful partners

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Family Financial PlanningAsset ManagementAdvisory+2
Fee model
AUM / Flat Fee
Account Minimum
$5.0M
View profile
SG

SUN GROUP WEALTH PARTNERS LLC

IRVINE, CA
RIA

financial success is not just about numbers; it's about achieving your life goals and dreams

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+2

Expertise

Retirement PlanningWealth ManagementTax Optimization+6
Fee model
AUM / Hourly / Flat Fee
View profile
SM

SUNRISE MANAGER LLC

WEST PALM BEACH, FL
RIA

Powered by Knowledge and Experience

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Commercial Real Estate LendingInstitutional LenderREIT+12
Fee model
AUM / Performance-based
View profile
SA

SUNSTONE ADVISORS, LLC

IRVINE, CA
RIA

Our mission is to enrich lives through alternative investment strategies that address the world's biggest challenges

AUM
$100M–$500M
Advisors
1
Offices
2
Founded
—

Firm Focus

Pooled VehiclesPension/Profit SharingState/Municipal

Expertise

Alternative InvestmentsReal EstateVenture Capital+3
Fee model
AUM / Flat Fee / Performance-based
View profile
SP

SUNSTONE PARTNERS

SAN MATEO, CA
RIA

A partner for growth

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2015

Firm Focus

Pooled Vehicles

Expertise

Private EquityGrowth EquityTechnology-enabled Services+7
Fee model
AUM / Performance-based
View profile
SP

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

SAN DIEGO, CA
RIA

We Start with a Plan

AUM
$100M–$500M
Advisors
5
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFamily OfficeInvestment Management+11
Fee model
AUM / Hourly / Other
View profile
SA

SUPERSTATE ADVISERS LLC

NEW YORK, NY
RIA

Move funds and stocks onchain

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

TokenizationOnchain SecuritiesDefi+10
Fee model
AUM
Account Minimum
$100k
View profile
SC

SUPERSTRING CAPITAL MANAGEMENT LP

NEW YORK, NY
RIA

Long-term, science-driven fundamental investing in global life sciences

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Life SciencesHealthcarePharmaceutical+6
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
SA

SUPREME ALLIANCE LLC

N/A
RIA

Broker/Dealer | Investment Advisor | Insurance/Annuities

AUM
Under $100M
Advisors
16
Offices
1
Founded
1998

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Broker/dealerRegistered Investment AdvisorMutual Funds+16
Fee model
AUM / Commission / Hourly / Flat Fee / Other
Account Minimum
$25k
View profile
SP

SURGOCAP PARTNERS LP

NEW YORK, NY
RIA
AUM
$5B–$25B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Technology InnovationGlobal MarketsLong-term Investing+1
Fee model
AUM / Performance-based
View profile
SA

SUSTAINVEST ASSET MANAGEMENT, LLC

LINWOOD, NJ
RIA

Your Investments. Your Planet. Your Choice.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2013

Firm Focus

High Net Worth

Expertise

Sustainable InvestingSRIESG+3
Fee model
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 166 | AdvisorFinder