AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SA

SVRN ASSET MANAGEMENT, LLC

AUSTIN, TX
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

FundsAsset Class ValuationsScientific Method Investing
Fee model
AUM / Flat Fee / Performance-based
View profile
SC

SWIFT CREEK PARTNERS

DALLAS, TX
RIA

Strategic Vision, Value Creation, Timely Execution

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2024

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Real Estate Private EquityIndustrialMultifamily+9
Fee model
AUM / Performance-based
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SC

SWIFTWATER CAPITAL

N/A
RIA

Navigate with confidence the whitewater of your retirement.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement PlanningSuccession ManagementLegacy Planning+1
Fee model
AUM / Hourly / Flat Fee
View profile
SW

S. WILLIAMS CAPITAL, LLC

NEW YORK, NY
RIA
AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Event DrivenRisk ArbitrageValue Investing
Fee model
AUM / Performance-based
Account Minimum
$50k
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SA

SWISS ALPINE WEALTH MANAGEMENT LLC

N/A
RIA
AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment AdvisoryFinancial Planning+1
Fee model
AUM / Hourly / Flat Fee
View profile
SF

SYCAMORE FINANCIAL GROUP

KOKOMO, IN
RIA

Experienced Investment Management

AUM
$500M–$1B
Advisors
4
Offices
2
Founded
1983

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningRetirement Planning+6
Fee model
AUM
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SC

SYLEBRA CAPITAL LLC

PALO ALTO, CA
RIA

Technologists. Investors.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Mid-capTMTTechnology+6
Fee model
AUM / Performance-based
View profile
SC

SYMBIOTIC CAPITAL

LOS ANGELES, CA
RIA

For Science, By Science

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Healthcare Credit
Fee model
AUM / Performance-based / Other
Account Minimum
$10.0M
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SP

SYMMETRY PARTNERS

GLASTONBURY, CT
RIA

Built on Experience. Driven by Evidence.

AUM
$1B–$5B
Advisors
7
Offices
2
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing+1

Expertise

Evidence-based InvestingInvestment StrategyAdvisor Platform+7
Fee model
AUM / Other
Account Minimum
$5k
View profile
SW

SYNCHRONOUS WEALTH ADVISORS LLC

N/A
RIA

Flat-fee financial advice with a focus on you

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Flat-fee Financial PlanningTax StrategyInvestment Management+4
Fee model
Hourly / Flat Fee
View profile
SC

SYNDICATED CAPITAL, INC.

DIAMOND BAR, CA
RIA

Let's talk about the future today.

AUM
$100M–$500M
Advisors
11
Offices
7
Founded
1991

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementCorporate FinanceInvestment Banking+10
Fee model
AUM / Flat Fee / Other
View profile
SC

SYNERGY CAPITAL

FORT COLLINS, CO
RIA

Of Colorado. For Colorado.

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Reserve Asset ManagementPublic EntitiesColorado Municipalities+7
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
SS

SYNOVUS SECURITIES, INC.

COLUMBUS, GA
RIA

Financial success takes more than wishful thinking

AUM
$5B–$25B
Advisors
229
Offices
26
Founded
1988

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Cash ManagementAsset ManagementIncome Tax Planning+4
Fee model
AUM / Commission / Hourly / Flat Fee
View profile
SR

SYNTAX RESEARCH, INC.

BOCA RATON, FL
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2002

Firm Focus

High Net WorthPooled Vehicles
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
SL

SYNTHETICFI LLC

SAN FRANCISCO, CA
RIA

Powering the next generation of borrowing

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Securities-backed LendingLiquidity SolutionsSynthetic Borrowing+4
Fee model
AUM / Flat Fee
View profile
SC

SYON CAPITAL LLC

SAN FRANCISCO, CA
RIA

Your Wealth. Curated.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Family OfficeWealth ManagementInvestment Strategy+5
Fee model
AUM / Hourly / Flat Fee / Performance-based
View profile
SF

SYSTEMATIC FINANCIAL MANAGEMENT LP

TEANECK, NJ
RIA

Value investing with a focus on quality

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Small-capMid-capSmid-cap+6
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
SC

SYSTIMA CAPITAL MANAGEMENT

CHICAGO, IL
RIA

Alternative Investing in Public-Private Real Estate

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Affordable HousingMiddle Income HousingMixed Income Housing+12
Fee model
AUM / Flat Fee / Performance-based / Other
View profile
TE

TABERNACLE EQUITY MANAGEMENT LLC

SOUTHLAKE, TX
RIA

SEEING FUTURE VALUE TODAY

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

TurnaroundsContinuation VehiclesSuccession Planning+13
Fee model
Performance-based
Account Minimum
$1.0M
View profile
TC

TA CAPITAL MANAGEMENT, LLC

SEWELL, NJ
RIA

A Clear Vision: The Focus is on You.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Fee-onlyIndependent Investment ManagementPassive Strategies+4
Fee model
AUM
Account Minimum
$100k
View profile
TI

TACTICAL INFRASTRUCTURE PARTNERS

NEW YORK, NY
RIA

Global Independent Infrastructure Investment Firm

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

InfrastructurePrivate CapitalGlobal Investment
Fee model
AUM / Performance-based
View profile
TA

TACTIVE ADVISORS, LLC

SARASOTA, FL
RIA

Leveling the financial playing field through custom tactical investment strategies.

AUM
$500M–$1B
Advisors
2
Offices
5
Founded
—

Firm Focus

High Net Worth

Expertise

Tactical Active InvestingWealth ManagementRisk Assessment+5
Fee model
AUM
View profile
TL

TACTIVEST, LLC

N/A
RIA

WELCOME TO TACTIVEST

AUM
$100M–$500M
Advisors
—
Offices
6
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementCustomized PortfoliosFinancial Planning+1
Fee model
AUM / Hourly / Flat Fee / Other
View profile
TB

TAGLICH BROTHERS, INC.

COLD SPRING HARBOR, NY
RIA
AUM
Under $100M
Advisors
5
Offices
1
Founded
1991

Firm Focus

IndividualsHigh Net Worth

Expertise

Small CapMicrocapBrokerage+2
Fee model
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 167 | AdvisorFinder