AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
W&

WSC & COMPANY, LLC

CHARLOTTE, NC
RIA

We partner with extraordinary people to acquire enduring businesses.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Entrepreneurship Through AcquisitionLower-middle-marketPrivate Investment+4
Fee model
AUM
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W&

W & S MANAGEMENT SERVICES, INC.

ROCHESTER, NY
RIA

COMPREHENSIVE WEALTH MANAGEMENT & INVESTMENT SERVICES

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFinancial PlanningTax Planning+2
Fee model
AUM / Hourly / Flat Fee / Performance-based
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WF

WURZ FINANCIAL SERVICES, LLC

HOLLAND, OH
RIA

BUSINESS, TAX, & FINANCIAL ADVISORS FOR LAW FIRM OWNERS

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Law Firm OwnersBusiness StrategyTax Planning+7
Fee model
AUM / Hourly / Flat Fee / Subscription
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WC

WYNNCHURCH CAPITAL, L.P.

ROSEMONT, IL
RIA

Your company is more than a business. It's a story. Let's write the next chapter.

AUM
$5B–$25B
Advisors
—
Offices
1
Founded
1999

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle-marketManufacturing+7
Fee model
AUM / Performance-based / Other
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XA

X ADVISORS, LLC

SANTA MARIA, CA
RIA

Achieving Success by working together during the financial plan

AUM
$100M–$500M
Advisors
5
Offices
5
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementWealth PlanningFinancial Planning+4
Fee model
AUM
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XV

XCELLERANT VENTURES, LLC

SCOTTSDALE, AZ
RIA

Funding the Future of Healthcare Innovation

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

Investment CompaniesPooled Vehicles

Expertise

Venture CapitalHealthtechMedtech+5
Fee model
AUM / Performance-based
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XA

XCELSIOR ADVISOR PARTNERS LLC

N/A
RIA

Supported Independence for Advisors Elevating Excellence Together

AUM
$500M–$1B
Advisors
8
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Independent RIA PlatformAdvisor TransitionsCompliance Support+6
Fee model
AUM / Hourly / Flat Fee
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XA

XEBEC ASSET MANAGEMENT, LLC

DALLAS, TX
RIA

INVEST IN INDUSTRIAL REAL ESTATE

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Industrial Real EstateLogistics Real EstateEcommerce Real Estate+6
Fee model
AUM / Performance-based
Account Minimum
$100k
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XW

XENDIA WEALTH LLC

MIAMI, FL
RIA

Diversify your investments with Monex Investor.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Offshore InvestingFixed IncomeEtfs+8
Fee model
AUM / Other
Account Minimum
$20k
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XF

XML FINANCIAL GROUP

BETHESDA, MD
RIA

Built with Purpose.

AUM
$1B–$5B
Advisors
27
Offices
5
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementFamily OfficeBusiness Management+11
Fee model
AUM / Hourly / Flat Fee
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XL

XN LP

NEW YORK, NY
RIA

XN is an investment firm.

AUM
$5B–$25B
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

InvestmentCompoundingGrowth
Fee model
AUM / Performance-based
View profile
XA

XOOMFI ADVISORS

SAN JOSE, CA
RIA

XoomFi delivers 39.07% Total Return

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Registered Investment AdvisorLong-short InvestingEquity Premium Income+6
Fee model
AUM
Account Minimum
$25k
View profile
XL

XPONANCE LLC

PHILADELPHIA, PA
RIA

Three Decades of Performance with Purpose

AUM
$5B–$25B
Advisors
—
Offices
2
Founded
1996

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Multi-strategy InvestingSystematic Global EquitiesAsset Allocation+5
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$5.0M
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YA

YACKTMAN ASSET MANAGEMENT LP

AUSTIN, TX
RIA

Long-Term, Active Value Investing

AUM
$5B–$25B
Advisors
2
Offices
1
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Value InvestingActive ManagementRisk-adjusted Returns+2
Fee model
AUM / Performance-based
View profile
YC

YALE CAPITAL CORP.

ST. PETERSBURG, FL
RIA

Guidance and Protection You Need

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Independent Investment AdvisoryTax Efficient Asset ManagementMLP Management+5
Fee model
AUM
Account Minimum
$10.0M
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Y&

YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC

WEXFORD, PA
RIA

Our Steps Towards Becoming Your Financial Advisor

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2007

Firm Focus

High Net WorthInsurance Companies

Expertise

Investment ManagementFee-basedFiduciary+7
Fee model
AUM / Flat Fee
Account Minimum
$250k
View profile
YC

YELLOWSTONE CAPITAL PARTNERS

GAINESVILLE, FL
RIA

Transformamos vidas generando valor perdurable y superior

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Real EstatePrivate EquityInvestment Management+4
Fee model
AUM / Performance-based
View profile
YC

YIHENG CAPITAL MANAGEMENT, L.P.

SAN FRANCISCO, CA
RIA
AUM
$500M–$1B
Advisors
—
Offices
1
Founded
2008

Firm Focus

Pooled Vehicles

Expertise

Alternative Asset ManagementGreater ChinaLong-term Investing+2
Fee model
AUM / Performance-based
Account Minimum
$10.0M
View profile
YM

YOSEMITE MANAGEMENT, LLC

SAN FRANCISCO, CA
RIA

Yosemite aims to make cancer non-lethal within our lifetime

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing
Fee model
AUM / Performance-based
View profile
YI

YOUR IA, LLC

ST. GEORGE, UT
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningWealth Management+1
Fee model
AUM / Hourly / Flat Fee
View profile
YP

YOUR PRIVATE CLIENT GROUP, INC.

N/A
RIA

PCG helps independent investors approach the market on their own terms

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthState/Municipal

Expertise

Independent InvestingAsset AllocationWealth Management+5
Fee model
AUM
Account Minimum
$100k
View profile
YW

YUKON WEALTH MANAGEMENT, INC.

OVERLAND PARK, KS
RIA

Organize ◈ Analyze ◈ Implement

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1994

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningWealth ManagementRetirement Planning+10
Fee model
AUM / Other
Account Minimum
$500k
View profile
YI

YUNISTONE INVESTMENT GROUP, LLC

CHICAGO, IL
RIA

invest with confidence

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Investment ManagementInvestment ConsultingWealth Management+1
Fee model
AUM / Flat Fee
View profile
ZI

ZACKS INTELLIGENCE LLC

CHICAGO, IL
RIA

Data-Driven Investing

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Ai-powered ResearchInvestment ResearchRegistered Investment Advisor+7
Fee model
AUM / Subscription / Other
Account Minimum
$500k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 192 | AdvisorFinder