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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
WP

WISS PRIVATE CLIENT ADVISORS, LLC

FLORHAM PARK, NJ
RIA
AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFamily OfficeInvestment Management+10
Fee model
AUM
Account Minimum
$1.0M
View profile
WW

WITHUM WEALTH MANAGEMENT

RED BANK, NJ
RIA

True Financial Integration

AUM
$1B–$5B
Advisors
—
Offices
5
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Private Wealth ManagementInvestment ManagementFinancial Planning+5
Fee model
AUM / Hourly / Flat Fee
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WF

WITT FINANCIAL GROUP, LLC

CROSSVILLE, TN
RIA

Take Your Best Shot in Retirement

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningFinancial PlanningLegacy Planning+2
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$250k
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WL

WITT LAKE ASSET MANAGEMENT LLC

STAMFORD, CT
RIA

Est. 2025, Witt Lake offers its clients a differentiated investment strategy across asset-based finance.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2025

Firm Focus

Pension/Profit Sharing

Expertise

Asset-based FinancePrivate CreditStructured Products+5
Fee model
AUM
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WC

WLTH CAPITAL MANAGEMENT, LLC

CHANDLER, AZ
RIA

INTEGRITY. TRUST. PROSPERITY.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningWealth ManagementPortfolio Management+6
Fee model
AUM / Flat Fee
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WI

WMK INVESTMENT PARTNERS

N/A
RIA

Grounded in Independence. Driven by Alignment. Defined by Excellence.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Value InvestingFamily OfficeEndowment Management+7
Fee model
AUM / Performance-based
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WP

WM PARTNERS, LP

AVENTURA, FL
RIA

Building Iconic Health & Wellness Brands

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Health And WellnessPrivate EquityLower-middle Market+4
Fee model
AUM / Performance-based
View profile
WG

WMS GROUP LLC

N/A
RIA

A family-owned firm with over three decades of experience

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Retirement PlanningInvestment ManagementTax Planning+5
Fee model
AUM / Hourly
View profile
WF

WOLD FINANCIAL GROUP

MENDOTA HEIGHTS, MN
RIA

Individualized Wealth Management Solutions

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Comprehensive Wealth ManagementPortfolio ManagementInvestment Planning+4
Fee model
AUM
View profile
WH

WOLF HILL CAPITAL MANAGEMENT, LP

GREENWICH, CT
RIA
AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2017

Firm Focus

Pooled Vehicles
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
WF

WOMACK FINANCIAL LLC

DALLAS, TX
RIA

WEALTH MANAGEMENT built from the ground up with a client-first mindset

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled Vehicles

Expertise

Wealth ManagementPrivate InvestmentsReal Estate+7
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$102k
View profile
WW

WOMACK WEALTH MANAGEMENT, INC.

MANHATTAN BEACH, CA
RIA

STRATEGIC GUIDANCE FOR SUCCESSFUL FAMILIES, ENTREPRENEURS & FOUNDATIONS

AUM
$100M–$500M
Advisors
—
Offices
4
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Investment ManagementWealth PlanningFamily Office+3
Fee model
AUM / Hourly / Flat Fee
View profile
WW

WOODSIDE WEALTH MANAGEMENT

FRAMINGHAM, MA
RIA

Let Us Be Your Trusted Advisor So You Can Focus On Life's Other Priorities

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-onlyFiduciaryFinancial Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$750k
View profile
WD

WOODWARD DIVERSIFIED CAPITAL, LLC

BAKERSFIELD, CA
RIA

Serving And Equipping one investor at a time

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3

Expertise

Diversified CapitalInvestment OptionsBalance Sheet Opportunities+2
Fee model
AUM / Hourly / Flat Fee / Performance-based
View profile
WF

WOODWARD FINANCIAL ADVISORS, INC.

CHAPEL HILL, NC
RIA

Most advisory firms want a relationship with your money. We'd rather have a relationship with you.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

FiduciaryWealth ManagementFinancial Planning+1
Fee model
AUM / Hourly / Flat Fee
View profile
WA

WORTH ASSET MANAGEMENT

DALLAS, TX
RIA

Let's Build And Protect Your Wealth

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Fiduciary Wealth ManagementRetirement PlanningTax Strategies+7
Fee model
AUM
Account Minimum
$25k
View profile
WC

WORTH CHARTING LLC

NEW YORK, NY
RIA

Old-fashioned Technical Analysis: Nothing Slick, Just Charts.

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

Investment Companies

Expertise

Technical AnalysisChart AnalysisMarket Timing+4
Fee model
AUM
View profile
WF

WORTH FINANCIAL GROUP INC.

DALLAS, TX
RIA

Trusted Financial Planning Experts

AUM
$100M–$500M
Advisors
10
Offices
1
Founded
1983

Firm Focus

High Net Worth

Expertise

Financial PlanningWealth ManagementBroker-dealer+2
Fee model
AUM
Account Minimum
$25k
View profile
WV

WORTH VENTURE PARTNERS, LLC

FORT LEE, NJ
RIA

Customized investing, Tax-efficient strategies.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled VehiclesPension/Profit SharingState/Municipal

Expertise

Customized PortfoliosTax-efficient StrategiesEmerging Managers+6
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
WV

WOVENEARTH VENTURES, LLC

PALO ALTO, CA
RIA

Investing in The Unstoppable Wave of Disruptive Cleantech Companies

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

CleantechVenture CapitalEarly-stage Investing+3
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
WA

WP ADVISORS, LLC

N/A
RIA

Personalized Investment Advice and Wealth Management

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
1999

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningWealth Management+3
Fee model
AUM
Account Minimum
$1.0M
View profile
WC

WRIGHT COVE CAPITAL

PORTLAND, ME
RIA

Seek Experience. Expect Excellence.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Wealth ManagementTax-aware InvestingPortfolio Risk Management+8
Fee model
AUM
Account Minimum
$1.0M
View profile
WW

WRIGHT WEALTH STRATEGIES, LLC

SAN LUIS OBISPO, CA
RIA

Invest with Anticipation rather than Apprehension

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations

Expertise

Wealth ManagementValue InvestingFinancial Independence+2
Fee model
AUM
Account Minimum
$10k
View profile
WA

W&S ADVISORY SERVICES, LLC

CINCINNATI, OH
RIA

Start their future here

AUM
Under $100M
Advisors
9
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Custodial AccountsUGMA AccountsKids Investing+5
Fee model
Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 191 | AdvisorFinder