Adam Lemley Howard
Investment Adviser Representative at ON Investment Management Co
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Adam Lemley Howard is an investment adviser representative with On Investment Management Co in Lexington, KY, where they have been registered since 2021. They have worked in the securities industry since 2016 and were previously registered with Touchstone Advisors Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in 9 states.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado, Florida, Indiana, Kentucky, Michigan, Nevada, Ohio, Virginia, West Virginia
- Broker:
6 states and territories
Colorado, Indiana, Kentucky, New Mexico, Ohio, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- OHIO National Equities IncApr 2015 – Sep 2018Cincinnati, OH
- OHIO National Financial ServicesApr 2015 – Sep 2018Cincinnati, OH
- Touchstone Securities, Inc.Oct 2018 – Apr 2021Cincinnati, OH
- IFS Financial ServicesOct 2018 – Apr 2021Cincinnati, OH
- The O.N. Equity Sales CompanyApr 2021 – no end date reportedCincinnati, OH
- Ohio National Financial ServicesApr 2021 – no end date reportedCincinnati, OH
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ON Investment Management Co
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Independent broker/dealer services for financial professionals, including a comprehensive product shelf, competitive payouts, access to technology and resources, and support for a wide variety of business models
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 210
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Cincinnati, OH
- Founded:
- 1968
- SEC file number:
- 801-7941
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 10, 2026
View full firm profileOther advisors at ON Investment Management Co
Showing 12 of 210 in the directory
Similar advisors in Lexington, KY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Lemley Howard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched