Alberto Liz
Investment Adviser Representative at THE Mosaic Financial Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alberto Liz is an investment adviser representative with The Mosaic Financial Group, LLC in Chicago, IL, where they have been registered since 2024. They have worked in the securities industry since 2016 and have been registered with 3 firms, including CRI Securities, LLC and Securian Financial Services, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Minnesota LIFE INS CoFeb 2015 – Jun 2018St Paul, MN
- Securian Financial Services, IncFeb 2015 – Jun 2018St Paul, MN
- CRI Securities LLCFeb 2015 – Jun 2018Dallas, TX
- North STAR Resource GroupFeb 2015 – Jun 2018Dallas, TX
- North Star Resource GroupFeb 2017 – Jun 2018Miami, FL
- UnemploymentJun 2018 – Jan 2019Houston, TX
- Goldman, Sachs & Co. LLCJan 2019 – Jul 2023Chicago, IL
- Single Family OfficeJul 2023 – Nov 2023Chicago, IL
- The Mosaic Financial Group, LLCNov 2023 – no end date reportedChicago, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Mosaic Financial Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $2,000,000 (waivable)
- First $1,000,0000.90%
- $1,000,001 - $2,000,0000.60%
- $2,000,001 - $3,000,0000.50%
- $3,000,001 - $5,000,0000.40%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Integrated, comprehensive wealth management services including tax services, investment advisory, and estate and financial planning, coordinated across a client's entire team of advisors into a single, cohesive strategy.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Chicago, IL
- Founded:
- 2000
- SEC file number:
- 801-58120
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 17, 2026
View full firm profileOther advisors at THE Mosaic Financial Group, LLC
8 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alberto Liz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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