THE MOSAIC FINANCIAL GROUP, LLC
SEC RegisteredYour Wealth Management Partner
About the firm
Since 2000, The Mosaic Financial Group has been providing wealth management to successful people and their families. Based in Chicago, the firm also serves clients throughout the country, with an advisory team overseeing more than $1.1 billion in client assets. The Mosaic Financial Group is a fee-only Registered Investment Advisor (RIA) committed to delivering proactive, responsive service and unbiased, conflict-free advice to every client.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Integrated, comprehensive wealth management services including tax services, investment advisory, and estate and financial planning, coordinated across a client's entire team of advisors into a single, cohesive strategy.
Who they serve
Successful individuals and families, business owners seeking a CFO to manage complex combinations of business and personal assets, and busy corporate executives seeking to make the most of their current income and benefits programs.
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 130 | $934M |
| State/Municipal Entities | 2 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 0.90% |
| $1,000,001 - $2,000,000 | 0.60% |
| $2,000,001 - $3,000,000 | 0.50% |
| $3,000,001 - $5,000,000 | 0.40% |
| $5,000,001 - $10,000,000 | 0.30% |
| $10,000,001 - $20,000,000 | 0.20% |
| $20,000,001 - $30,000,000 | 0.10% |
| Over $30,000,001 | 0.00% |
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE MOSAIC FINANCIAL GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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