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Alfred Patrick Denis

Investment Adviser Representative at FOUR POINTS ADVISORS, LLC

New York, NYCRD #2756415Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
5 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alfred Patrick Denis has worked in the securities industry since 1999. They are registered to provide investment advisory services in California, Florida, Illinois, New Jersey, and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
CaliforniaFloridaIllinoisNew JerseyNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/24/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 8/9/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/30/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.75%
$2,000,001 - $5,000,0001.25%
Over $5,000,0000.00%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

FOUR Points Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUR POINTS ADVISORS, LLCCurrent
5/1/2021New York, NY
FOUR POINTS CAPITAL PARTNERS LLCCurrent
10/14/2014Farmingdale, NY
CITIGROUP GLOBAL MARKETS INC.
4/9/20125/17/2013Roslyn, NY
AMERIPRISE FINANCIAL SERVICES, INC.
7/23/19981/13/2012Garden City, NY
IDS LIFE INSURANCE COMPANY
7/23/19987/3/2006Minneapolis, MN
CAMBRIDGE CAPITAL, LLC
11/4/19971/16/1998Garden City, NY
FIRST COLONIAL SECURITIES GROUP, INC.
4/9/19978/28/1997Boca Raton, FL
SUPPES SECURITIES, INC.
1/23/19974/24/1997Nyc, NY
T.L. GROUP, INC.
8/20/199610/28/1996Fort Worth, TX

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FOUR POINTS ADVISORS, LLC

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View FOUR POINTS ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alfred Patrick Denis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Alfred Patrick Denis - Financial Advisor in New York, NY | AdvisorFinder