AdFi
DW

Douglas Wayne Magnuson

Investment Adviser Representative at FOUR POINTS ADVISORS, LLC

New York, NYCRD #2592996Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
22 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Douglas Wayne Magnuson has worked in the securities industry since 1999. They are registered to provide investment advisory services in 22 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
AlaskaCaliforniaColoradoDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaIowaLouisianaMarylandMichiganMinnesotaNew JerseyNew YorkOhioRhode IslandSouth CarolinaTexasVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/8/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 4/28/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/11/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.75%
$2,000,001 - $5,000,0001.25%
Over $5,000,0000.00%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

FOUR Points Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUR POINTS ADVISORS, LLCCurrent
5/9/2024New York, NY
FOUR POINTS CAPITAL PARTNERS LLCCurrent
5/21/2018Lindenhurst, NY
DPEC CAPITAL, INC.
2/27/20021/3/2017New York, NY
BROADBAND CAPITAL MANAGEMENT, LLC
7/11/20011/16/2002New York, NY
DALTON KENT SECURITIES GROUP, INC.
11/16/20007/16/2001New York, NY
GENEVA CAPITAL CORP.
5/15/200011/24/2000New York, NY
GLOBAL EQUITIES GROUP INC
4/8/199711/19/1997New York, NY
STERLING FOSTER & COMPANY, INC.
4/28/19953/4/1997Uniondale, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FOUR POINTS ADVISORS, LLC

12 other advisors in the directory

View FOUR POINTS ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Douglas Wayne Magnuson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Douglas Wayne Magnuson - Financial Advisor in New York, NY | AdvisorFinder