AdFi
AO

Allan Oehrlein

Investment Adviser Representative at USA FINANCIAL SECURITIES LLC

Overland Park, KSCRD #5483531Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Allan Oehrlein has worked in the securities industry since 2009. They are registered to provide investment advisory services in Kansas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Kansas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/15/2020
Series 65
Uniform Investment Adviser Law Examination
Passed 9/25/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 3/13/2009
Series 7
General Securities Representative Examination
Passed 6/27/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/12/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

USA Financial Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

USA FINANCIAL SECURITIES LLCCurrent
8/18/2020Overland Park, KS
USA FINANCIAL SECURITIES LLCCurrent
11/19/2019Overland Park, KS
NFP SECURITIES, INC.
3/29/20117/18/2011Austin, TX
DIRECTED SERVICES LLC
9/28/200912/31/2010Des Moines, IA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Allan Oehrlein has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Allan Oehrlein - Financial Advisor in Overland Park, KS | AdvisorFinder