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Andrew Barry Grossman

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Melville, NYCRD #1288828Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
10 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Barry Grossman has worked in the securities industry since 1984. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaFloridaIdahoNevadaNew JerseyNew YorkOregonPennsylvaniaTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/11/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 5/1/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/20/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH MANAGEMENTCurrent
7/22/2022Melville, NY
B. RILEY WEALTH ADVISORS, INC.Current
3/23/2017Plainview, NY
NATIONAL SECURITIES CORPORATION
6/25/20157/22/2022Plainview, NY
JHS CAPITAL ADVISORS, LLC
3/26/20106/25/2015Plainview, NY
GUNNALLEN FINANCIAL, INC
3/1/20073/29/2010Plainview, NY
ANDREW GARRETT INC.
2/26/20073/1/2007Uniondale, NY
S.W. BACH & COMPANY
11/2/20053/1/2007Port Washington, NY
KIRLIN SECURITIES INC.
3/20/200311/16/2005Syosset, NY
GOLDIS FINANCIAL GROUP, INC.
1/3/19953/21/2003Garden City, NY
JOSEPHTHAL LYON & ROSS INCORPORATED
6/14/198912/16/1994New York, NY
MOSTEL & TAYLOR SECURITIES, INC.
2/10/19876/17/1989
DIVERSIFIED EQUITIES CORP.
8/12/19852/11/1987
VANDERBILT SECURITIES, INC.
10/31/19848/15/1985
BARRON, MARSHALL & KAMEN CO., INC.
10/26/198411/1/1984

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Barry Grossman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Barry Grossman - Financial Advisor in Melville, NY | AdvisorFinder