AdFi
JC

Jorge Christian Chain

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Boca Raton, FLCRD #1525146Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
10 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jorge Christian Chain has worked in the securities industry since 1993. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
AlaskaFloridaHawaiiIdahoMinnesotaNew MexicoNorth DakotaOklahomaOregonUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/12/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 7/20/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1986
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 5/15/2017
Series 24
General Securities Principal Examination
Passed 11/2/2007
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/6/2003
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/25/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH MANAGEMENTCurrent
2/25/2022Boca Raton, FL
B. RILEY WEALTH ADVISORS, INC.Current
3/23/2017Boca Raton, FL
MWA FINANCIAL SERVICES, INC.
8/25/201511/17/2015Wellington, FL
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
9/27/201311/5/2013Orlando, FL
CAMARDA WEALTH ADVISORY GROUP
5/9/201210/4/2012Wellington, FL
LPL FINANCIAL LLC
2/16/201112/21/2011Margate, FL
CUSO FINANCIAL SERVICES, L.P.
3/18/20082/7/2011Palm Beach Gardens, FL
AXA ADVISORS, LLC
8/13/20073/11/2008Boca Raton, FL
FIFTH THIRD SECURITIES, INC.
8/1/20066/7/2007Palm Beach Gardens, FL
UVEST FINANCIAL SERVICES GROUP, INC.
9/6/20054/20/2006North Palm Beach, FL
BANC OF AMERICA INVESTMENT SERVICES, INC.
10/20/20047/28/2005Fort Lauderdale, FL
QUICK & REILLY, INC.
11/24/200310/20/2004Coral Gables, FL
WACHOVIA SECURITIES, LLC
1/29/200211/10/2003West Palm Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jorge Christian Chain has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jorge Christian Chain - Financial Advisor in Boca Raton, FL | AdvisorFinder