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Robert Malachy Cully

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Kingston, MACRD #1423747Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
25 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
ArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaMaineMarylandMassachusettsMichiganNevadaNew HampshireNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandTexasVermontVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/13/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 11/21/1985
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/19/1985
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/21/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH MANAGEMENTCurrent
7/22/2022Kingston, MA
B. RILEY WEALTH ADVISORS, INC.Current
3/24/2021Boston, MA
WINSLOW, EVANS & CROCKER, INC.
1/20/20114/13/2021Boston, MA
LEERINK SWANN LLC
5/7/20091/20/2011Boston, MA
LEERINK SWANN LLC
3/16/20094/3/2009Boston, MA
RBC CAPITAL MARKETS CORPORATION
4/19/20063/25/2009Wellesley Hills, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Malachy Cully has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Malachy Cully - Financial Advisor in Kingston, MA | AdvisorFinder