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Angel Matos

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Sherman Oaks, CACRD #4453306Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
3 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaHawaiiOhio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/27/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/6/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current
10/30/2024Sherman Oaks, CA
J.P. MORGAN SECURITIES LLC
9/8/20158/8/2018WEST Hollywood,, CA
WELLS FARGO CLEARING SERVICES, LLC
8/27/201810/26/2021INGLEWOOD, CA
MORGAN STANLEY
6/7/20138/14/2015BEVERLY HILLS, CA
CITIGROUP GLOBAL MARKETS INC.
10/15/20217/24/2024Encino, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Angel Matos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Angel Matos - Financial Advisor in Sherman Oaks, CA | AdvisorFinder