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Angela Queen Abate

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

Jersey City, NJCRD #2963357Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
13

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/16/2007
Series 65
Uniform Investment Adviser Law Examination
Passed 4/24/2006
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 9/26/2005
Series 7
General Securities Representative Examination
Passed 8/3/1998
Series 4
Registered Options Principal Examination
Passed 1/16/2014
Series 27
Financial and Operations Principal Examination
Passed 4/22/2011
Series 14
Compliance Officer Examination
Passed 10/13/2006
Series 24
General Securities Principal Examination
Passed 12/3/2004
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/30/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/15/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.
1/25/20176/16/2026Jersey City, NJ
DEUTSCHE BANK SECURITIES INC.
4/22/200810/11/2016New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Angela Queen Abate has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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