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Allice Ren Fu

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

New Hyde Park, NYCRD #4123460Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
24 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Allice Ren Fu has worked in the securities industry since 2000. They are registered to provide investment advisory services in 24 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisMassachusettsMissouriNevadaNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/16/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 1/27/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/7/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/27/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/14/2003
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 12/26/2002
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 2/20/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
9/16/2024New Hyde Park, NY
HSBC BROKERAGE (USA) INC.
1/28/20001/1/2005New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Allice Ren Fu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Allice Ren Fu - Financial Advisor in New Hyde Park, NY | AdvisorFinder