AdFi
AG

Anthony Gerard Gallagher

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

New York, NYCRD #2369751Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
53 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Gerard Gallagher has worked in the securities industry since 1996. They are registered to provide investment advisory services in 53 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/26/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 2/20/1996
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/22/1996
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/27/2002
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/15/2002
Series 24
General Securities Principal Examination
Passed 5/1/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
4/28/2016New York, NY
HSBC SECURITIES (USA) INC.Current
1/1/2005New York, NY
HSBC BROKERAGE (USA) INC.
6/19/20001/1/2005New York, NY
REPUBLIC FINANCIAL SERVICES CORPORATION
3/13/19976/19/2000New York, NY
DIME SECURITIES OF NY, INC.
1/23/19963/12/1997Brooklyn, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HSBC SECURITIES (USA) INC.

Showing 12 of 384 in the directory

View HSBC SECURITIES (USA) INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Gerard Gallagher has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Anthony Gerard Gallagher - Financial Advisor in New York, NY | AdvisorFinder