Anthon Horton Shaw
Investment Adviser Representative at RICE HALL JAMES & ASSOCIATES LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthon Horton Shaw has worked in the securities industry since 1994. They are registered to provide investment advisory services in California.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Small Cap Equity - first $25M | 0.90% |
| Small Cap Equity - over $25M | 0.70% |
| Micro Cap Equity - flat | 1.00% |
| Small Cap Opportunities - flat | 1.00% |
| Micro Cap Opportunities - flat | 1.25% |
| SMID Cap Opportunities - first $25M | 1.00% |
| SMID Cap Opportunities - over $25M | 0.85% |
Firm-stated minimum; may be waived at the firm's discretion.
RICE HALL James & Associates LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthon Horton Shaw has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.